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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 31 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 PDP INVESCO EXCHANGE TRADED FD 21,048.0 $2.5M 0.01% -1K -5.5% $116.41 +19.6%
602 OPPJ WISDOMTREE TR 52,408.0 $2.4M 0.01% +4K +7.9% $46.40 +26.3%
603 SPRX LISTED FDS TR 63,144.0 $2.4M 0.01% +17K +36.3% $38.50 +33.9%
604 VALE VALE S A Basic Materials 185,917.0 $2.4M 0.01% -35K -15.9% $13.03 +25.5%
605 TY TRI CONTL CORP C Financial Services 74,143.0 $2.4M 0.01% $32.66 +5.8%
606 URA GLOBAL X FDS 56,280.0 $2.4M 0.01% +34K +150.1% $42.73 +14.3%
607 HERD PACER FDS TR 55,168.0 $2.4M 0.01% +15K +38.9% $43.46 +9.9%
608 DELL DELL TECHNOLOGIES INC Technology 19,035.0 $2.4M 0.01% +6K +46.6% $125.88 +100.9%
609 CAG CONAGRA BRANDS INC Consumer Defensive 138,238.0 $2.4M 0.01% +30K +27.4% $17.31 -22.7%
610 CNH INDL N V 259,199.0 $2.4M 0.01% -68K -20.7% $9.22
611 TPZ TORTOISE CAPITAL SERIES TRUS E 117,218.0 $2.4M 0.01% -15K -11.4% $20.38 +9.9%
612 VRTX VERTEX PHARMACEUTICALS INC Healthcare 5,251.0 $2.4M 0.01% +154.0 +3.0% $453.36 -5.1%
613 TTWO TAKE-TWO INTERACTIVE SOFTWA Communication Services 9,273.0 $2.4M 0.01% +1K +18.5% $256.03 -7.6%
614 SPLV INVESCO EXCH TRADED FD TR I 33,236.0 $2.4M 0.01% +734.0 +2.3% $71.42 +3.2%
615 NFLT ETFIS SER TR I 102,832.0 $2.4M 0.01% -883.0 -0.8% $23.04 -1.2%
616 EPR PPTYS 106,792.0 $2.4M 0.01% $22.18
617 CBOE CBOE GLOBAL MKTS INC Financial Services 9,417.0 $2.4M 0.01% +721.0 +8.3% $251.00 +40.2%
618 EMXC ISHARES INC 32,449.0 $2.4M 0.01% +4K +12.6% $72.68 +31.5%
619 BLV VANGUARD BD INDEX FDS 33,864.0 $2.4M 0.01% +3K +11.2% $69.52 -2.7%
620 COPY RBB FUND TRUST 182,371.0 $2.4M 0.01% NEW $12.90 +14.5%
Page 31 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%