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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 33 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 PNR PENTAIR PLC Industrials 21,049.0 $2.2M 0.01% +772.0 +3.8% $104.12 -28.7%
642 VT VANGUARD INTL EQUITY INDEX 15,445.0 $2.2M 0.01% $141.07 +10.0%
643 FIXD FIRST TR EXCHNG TRADED FD V 49,019.0 $2.2M 0.01% +2K +3.8% $44.32 -2.4%
644 KNGZ FIRST TR EXCHANGE TRADED FD 60,587.0 $2.2M 0.01% -3K -4.0% $35.81 +10.4%
645 IYW ISHARES TR 10,780.0 $2.2M 0.01% -182.0 -1.7% $199.70 +20.2%
646 JCI JOHNSON CTLS INTL PLC Industrials 17,939.0 $2.1M 0.01% +2K +11.0% $119.75 +13.1%
647 LNG CHENIERE ENERGY INC Energy 11,007.0 $2.1M 0.01% $194.40 +23.7%
648 MBB ISHARES TR 22,447.0 $2.1M 0.01% +1K +6.1% $95.22 -1.4%
649 TFC TRUIST FINL CORP Financial Services 43,355.0 $2.1M 0.01% +8K +21.9% $49.21 -2.5%
650 DFSU DIMENSIONAL ETF TRUST 49,074.0 $2.1M 0.01% +3K +6.4% $43.43 +5.6%
651 REMX VANECK ETF TRUST 28,144.0 $2.1M 0.01% +20K +252.8% $73.92 +29.5%
652 ED CONSOLIDATED EDISON INC Utilities 20,742.0 $2.1M 0.01% +2K +9.8% $99.32 +8.1%
653 KR KROGER CO Consumer Defensive 32,864.0 $2.1M 0.01% -3K -8.2% $62.48 +7.3%
654 UGI UGI CORP NEW Utilities 54,482.0 $2.0M 0.01% +6K +11.5% $37.43 -6.2%
655 VNQ VANGUARD INDEX FDS 22,916.0 $2.0M 0.01% -1K -6.0% $88.49 +9.2%
656 PTLC PACER FDS TR 36,380.0 $2.0M 0.01% +1K +3.0% $55.58 +3.9%
657 HYG ISHARES TR 25,024.0 $2.0M 0.01% +3K +15.3% $80.63 -0.9%
658 ICVT ISHARES TR 20,468.0 $2.0M 0.01% +164.0 +0.8% $98.50 +19.8%
659 KBR KBR INC Industrials 50,151.0 $2.0M 0.01% $40.20 -20.2%
660 VIRTUS EQUITY & CONV INCM F 79,938.0 $2.0M 0.01% +9K +13.5% $24.92
Page 33 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%