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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 34 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 HOOD ROBINHOOD MKTS INC Financial Services 17,575.0 $2.0M 0.01% +3K +22.0% $113.10 -32.9%
662 PULS PGIM ETF TR 39,850.0 $2.0M 0.01% +6K +16.1% $49.59 +0.2%
663 SHAK SHAKE SHACK INC Consumer Cyclical 24,276.0 $2.0M 0.01% +13K +115.5% $81.17 -21.8%
664 ELV ELEVANCE HEALTH INC FORMERL Healthcare 5,620.0 $2.0M 0.01% +231.0 +4.3% $350.56 +11.2%
665 FTXL FIRST TR EXCHANGE TRADED FD 15,081.0 $2.0M 0.01% NEW $129.53 +86.3%
666 JAVA J P MORGAN EXCHANGE TRADED 27,225.0 $2.0M 0.01% +623.0 +2.3% $71.72 +6.3%
667 VEEV VEEVA SYS INC Healthcare 8,742.0 $2.0M 0.01% +433.0 +5.2% $223.23 -26.1%
668 NLR VANECK ETF TRUST 15,654.0 $1.9M 0.01% +6K +61.9% $124.20 +4.6%
669 COLD AMERICOLD REALTY TRUST INC Real Estate 149,540.0 $1.9M 0.01% NEW $12.86 +12.3%
670 CLX CLOROX CO DEL Consumer Defensive 18,998.0 $1.9M 0.01% -2K -7.8% $100.83 -5.6%
671 HROW HARROW INC Healthcare 39,019.0 $1.9M 0.01% -7K -14.4% $49.00 -32.7%
672 DHS WISDOMTREE TR 18,762.0 $1.9M 0.01% +2K +13.5% $101.82 +10.7%
673 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 12,998.0 $1.9M 0.01% $146.58 -10.3%
674 DXCM DEXCOM INC Healthcare 28,576.0 $1.9M 0.01% -3K -10.7% $66.37 +8.3%
675 YETI YETI HLDGS INC Consumer Cyclical 42,784.0 $1.9M 0.01% NEW $44.17 +1.1%
676 ES EVERSOURCE ENERGY Utilities 27,893.0 $1.9M 0.01% +764.0 +2.8% $67.33 +3.4%
677 COHR COHERENT CORP Technology 10,174.0 $1.9M 0.01% -787.0 -7.2% $184.57 +104.8%
678 VIS VANGUARD WORLD FD 6,273.0 $1.9M 0.01% -239.0 -3.7% $298.41 +11.7%
679 XEL XCEL ENERGY INC Utilities 25,315.0 $1.9M 0.01% -2K -8.0% $73.86 +8.1%
680 JHMM JOHN HANCOCK EXCHANGE TRADE 28,513.0 $1.9M 0.01% -3K -8.1% $65.48 +9.9%
Page 34 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%