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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 45 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 EXC EXELON CORP Utilities 23,875.0 $1.0M 0.01% -2K -6.5% $43.59 +4.0%
882 LQD ISHARES TR 9,439.0 $1.0M 0.01% +1K +15.4% $110.20 -1.8%
883 IGLD FIRST TR EXCHANGE-TRADED FD 41,460.0 $1.0M 0.01% +9K +28.1% $25.01 -3.8%
884 DYNF BLACKROCK ETF TRUST 17,033.0 $1.0M 0.01% +2K +10.3% $60.81 +9.4%
885 YUMC YUM CHINA HLDGS INC Consumer Cyclical 21,613.0 $1.0M 0.01% -500.0 -2.3% $47.74 -4.6%
886 TCPC BLACKROCK TCP CAPITAL CORP Financial Services 188,272.0 $1.0M 0.01% -227K -54.7% $5.47 -29.1%
887 ESGU ISHARES TR 6,882.0 $1.0M 0.01% -763.0 -10.0% $148.98 +8.7%
888 STLD STEEL DYNAMICS INC Basic Materials 6,049.0 $1.0M 0.01% -967.0 -13.8% $169.46 +34.7%
889 TTEK TETRA TECH INC NEW Industrials 30,345.0 $1.0M 0.01% $33.54 -18.2%
890 VOOV VANGUARD ADMIRAL FDS INC 4,924.0 $1.0M 0.01% $204.85 +6.6%
891 PNW PINNACLE WEST CAP CORP Utilities 11,350.0 $1.0M 0.01% +764.0 +7.2% $88.71 +14.9%
892 SON SONOCO PRODS CO Consumer Cyclical 23,044.0 $1.0M 0.01% -2K -6.6% $43.64 +10.0%
893 TLT ISHARES TR 11,523.0 $1.0M 0.01% -2K -13.0% $87.17 -3.4%
894 GOVT ISHARES TR 43,547.0 $1.0M 0.01% -942.0 -2.1% $23.03 -1.7%
895 PCG PG&E CORP Utilities 62,301.0 $1.0M 0.01% +2K +3.3% $16.07 +2.3%
896 SPYG SPDR SERIES TRUST 9,374.0 $1.0M 0.01% +5K +108.4% $106.70 +10.9%
897 KIM KIMCO RLTY CORP Real Estate 49,201.0 $997K 0.01% -456.0 -0.9% $20.27 +18.6%
898 DFIV DIMENSIONAL ETF TRUST 19,883.0 $992K 0.01% -993.0 -4.8% $49.90 +11.8%
899 AKAM AKAMAI TECHNOLOGIES INC Technology 11,310.0 $987K 0.01% +1K +15.3% $87.25 +67.6%
900 ZBH ZIMMER BIOMET HOLDINGS INC Healthcare 10,923.0 $982K 0.01% -1K -9.9% $89.92 -5.1%
Page 45 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%