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Portfolio (Quarterly) Guide ↗

SILVERBACK ASSET MANAGEMENT LLC

· CIK 0001278960
13F Portfolio $699M AUM 63 positions Filed May 21, 2026 EDGAR ↗ ← All Funds
Q1 2026 · All 21 New 13 Added 15 Reduced
Page 2 of 3  ·  59 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VERTEX INC 15,000,000.0 $13.1M 1.87% NEW $0.87
22 GUIDEWIRE SOFTWARE INC 12,500,000.0 $12.5M 1.78% NEW $1.00
23 WOLFSPEED INC 8,531,000.0 $12.2M 1.75% +66K +0.8% $1.44
24 COLLEGIUM PHARMACEUTICAL INC 10,300,000.0 $12.0M 1.71% -8.0M -43.7% $1.16
25 HALOZYME THERAPEUTICS INC 11,134,000.0 $11.6M 1.66% +1.3M +13.4% $1.04
26 OMNICELL COM 9,600,000.0 $9.4M 1.34% -1.4M -12.7% $0.98
27 EVOLENT HEALTH INC 16,649,000.0 $8.5M 1.22% +8.5M +104.3% $0.51
28 VRM VROOM INC Consumer Cyclical 437,936.0 $5.8M 0.83% +12K +2.9% $13.31 -40.8%
29 HLIT HARMONIC INC Technology 648,566.0 $5.8M 0.83% $8.98 +64.8%
30 DFTX CALL DEFINIUM THERAPEUTICS INC Healthcare 294,400.0 $5.6M 0.80% NEW $18.90 +27.8%
31 KIE PUT SPDR SERIES TRUST 100,000.0 $5.5M 0.79% NEW $55.00 +6.9%
32 KIE CALL SPDR SERIES TRUST 100,000.0 $5.5M 0.79% NEW $55.00 +6.9%
33 EVOLENT HEALTH INC 10,000,000.0 $5.3M 0.76% -5.5M -35.5% $0.53
34 AMPHASTAR PHARMACEUTICALS IN 5,080,000.0 $4.6M 0.66% -4.0M -44.0% $0.90
35 LCID PUT LUCID GROUP INC Consumer Cyclical 470,000.0 $4.5M 0.64% -625K -57.1% $9.53 -47.3%
36 INOTIV INC 17,092,000.0 $4.1M 0.58% $0.24
37 PENGUIN SOLUTIONS INC 3,985,000.0 $4.0M 0.57% -11.2M -73.7% $1.00
38 VIAV CALL VIAVI SOLUTIONS INC Technology 100,000.0 $3.3M 0.48% NEW $33.28 +50.5%
39 Qimonda AG 12,400,000.0 $3.2M 0.46% $0.26
40 AKAMAI TECHNOLOGIES INC 2,500,000.0 $2.9M 0.41% -9.5M -79.2% $1.16
Page 2 of 3  ·  59 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 45.2%
Consumer Cyclical 21.8%
Healthcare 16.8%
Industrials 8.3%
Financial Services 5.2%
Energy 2.8%