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Portfolio (Quarterly) Guide ↗

FOUNDERS FINANCIAL SECURITIES LLC

· CIK 0001342396
13F Portfolio $1.8B AUM 530 positions Filed Apr 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 32 New 227 Added 227 Reduced 76 Exited
Page 6 of 12  ·  227 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 FMAY FIRST TR EXCHNG TRADED FD VI 35,503.0 $1.9M 0.11% +2K +7.2% $54.37 +1.9%
102 FFLC FIDELITY COVINGTON TRUST 35,446.0 $1.9M 0.11% +3K +8.6% $54.20 +5.8%
103 BNDX VANGUARD CHARLOTTE FDS 39,901.0 $1.9M 0.11% +1K +2.8% $48.13 -1.2%
104 WFC WELLS FARGO & CO Financial Services 22,278.0 $1.9M 0.11% +169.0 +0.8% $86.02 -13.5%
105 BX BLACKSTONE INC Financial Services 16,354.0 $1.9M 0.11% +14K +748.2% $116.90 -0.6%
106 DFSV DIMENSIONAL ETF TRUST 51,880.0 $1.9M 0.11% +1K +2.4% $36.35 +0.1%
107 TOPT ISHARES TR 62,850.0 $1.9M 0.11% +2K +3.1% $29.98 +12.4%
108 FNDB SCHWAB STRATEGIC TR 63,856.0 $1.8M 0.10% +4K +7.3% $28.16 +4.4%
109 GSEP FIRST TR EXCHNG TRADED FD VI 45,942.0 $1.8M 0.10% +6K +13.9% $39.03 +3.6%
110 HSBC HSBC HLDGS PLC Financial Services 19,779.0 $1.8M 0.10% +785.0 +4.1% $90.27 -1.1%
111 GDEC FIRST TR EXCHNG TRADED FD VI 46,410.0 $1.8M 0.10% +6K +14.0% $38.00 +3.6%
112 CGIC CAPITAL GROUP INTERNATIONAL 50,609.0 $1.8M 0.10% +36K +241.2% $34.72 +1.8%
113 SPYM SPDR SERIES TRUST 21,800.0 $1.7M 0.10% +2K +10.7% $80.02 +8.0%
114 GJUN FIRST TR EXCHNG TRADED FD VI 43,262.0 $1.7M 0.10% +5K +14.4% $40.19 +1.7%
115 GNOV FIRST TR EXCHNG TRADED FD VI 42,288.0 $1.7M 0.10% +5K +14.3% $39.95 +3.6%
116 FNOV FIRST TR EXCHNG TRADED FD VI 30,523.0 $1.7M 0.10% +2K +8.1% $55.12 +4.5%
117 CGMM CAPITAL GROUP EQUITY ETF TR 52,974.0 $1.6M 0.09% +26K +92.9% $30.72 -0.2%
118 FDEC FIRST TR EXCHNG TRADED FD VI 31,582.0 $1.6M 0.09% +2K +8.3% $51.35 +4.5%
119 GOCT FIRST TR EXCHNG TRADED FD VI 40,295.0 $1.6M 0.09% +5K +15.7% $39.57 +3.7%
120 RIO RIO TINTO PLC Basic Materials 16,413.0 $1.6M 0.09% +2K +12.7% $97.13 +3.5%
Page 6 of 12  ·  227 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.1%
Financial Services 19.5%
Healthcare 9.1%
Industrials 9.1%
Communication Services 7.1%
Energy 7.0%
Consumer Cyclical 6.9%
Consumer Defensive 6.3%
Basic Materials 3.4%
Utilities 1.8%