Portfolio (Quarterly) Guide ↗

FOUNDERS FINANCIAL SECURITIES LLC

· CIK 0001342396

13F Portfolio $1.8B AUM 530 positions Filed Apr 17, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 32 New 227 Added 227 Reduced 76 Exited

Page 1 of 2 · 32 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1	IVVM	BLACKROCK ETF TRUST II	—	438,365.0	$15.4M	0.87%	NEW	—	$35.03	+4.4%
2	CLSE	TRUST FOR PROFESSIONAL MANAG	—	191,637.0	$5.8M	0.33%	NEW	—	$30.05	+9.0%
3	—	PGIM ETF TR	—	105,686.0	$5.4M	0.30%	NEW	—	$51.22	—
4	AZN	ASTRAZENECA PLC	Healthcare	15,783.0	$3.2M	0.18%	NEW	—	$204.99	-10.2%
5	—	UNILEVER PLC	—	54,760.0	$3.2M	0.18%	NEW	—	$58.46	—
6	FDL	FIRST TR EXCHANGE-TRADED FD	—	35,982.0	$1.8M	0.10%	NEW	—	$50.34	-0.5%
7	XSMO	INVESCO EXCHANGE TRADED FD T	—	14,009.0	$1.1M	0.07%	NEW	—	$82.07	+2.8%
8	—	FIDELITY COVINGTON TRUST	—	26,487.0	$969K	0.06%	NEW	—	$36.58	—
9	TMSL	T ROWE PRICE ETF INC	—	17,823.0	$691K	0.04%	NEW	—	$38.76	+3.4%
10	PRN	INVESCO EXCHANGE TRADED FD T	—	2,530.0	$545K	0.03%	NEW	—	$215.54	+7.6%
11	VDE	VANGUARD WORLD FD	—	3,321.0	$540K	0.03%	NEW	—	$162.73	+5.2%
12	WAT	WATERS CORP	Healthcare	1,566.0	$497K	0.03%	NEW	—	$317.65	+4.3%
13	ALNY	ALNYLAM PHARMACEUTICALS INC	Healthcare	1,361.0	$437K	0.03%	NEW	—	$321.28	-10.3%
14	STX	SEAGATE TECHNOLOGY HLDNGS PL	Technology	785.0	$393K	0.02%	NEW	—	$500.77	+46.2%
15	CVMC	MORGAN STANLEY ETF TRUST	—	5,552.0	$374K	0.02%	NEW	—	$67.29	+3.3%
16	QLD	PROSHARES TR	—	5,478.0	$373K	0.02%	NEW	—	$68.01	+31.7%
17	BUFD	FIRST TR EXCHNG TRADED FD VI	—	12,762.0	$364K	0.02%	NEW	—	$28.55	+3.0%
18	JANW	AIM ETF PRODUCTS TRUST	—	8,605.0	$320K	0.02%	NEW	—	$37.25	+2.9%
19	ITOT	ISHARES TR	—	2,015.0	$300K	0.02%	NEW	—	$148.91	+7.8%
20	LMBS	FIRST TR EXCHANGE-TRADED FD	—	5,995.0	$300K	0.02%	NEW	—	$49.98	-0.6%

Page 1 of 2 · 32 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 28.1%

Financial Services 19.5%

Healthcare 9.1%

Industrials 9.1%

Communication Services 7.1%

Energy 7.0%

Consumer Cyclical 6.9%

Consumer Defensive 6.3%

Basic Materials 3.4%

Utilities 1.8%