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Portfolio (Quarterly) Guide ↗

FOUNDERS FINANCIAL SECURITIES LLC

· CIK 0001342396
13F Portfolio $1.8B AUM 530 positions Filed Apr 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 32 New 227 Added 227 Reduced 76 Exited
Page 2 of 2  ·  32 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 PIMCO ETF TR 5,984.0 $297K 0.02% NEW $49.71
22 KLAC KLA CORP Technology 172.0 $297K 0.02% NEW $1727.26 +4.5%
23 IGPT INVESCO EXCHANGE TRADED FD T 3,906.0 $250K 0.01% NEW $63.95 +35.6%
24 PAVE GLOBAL X FDS 4,525.0 $247K 0.01% NEW $54.58 +0.2%
25 INNOVATOR ETFS TRUST 7,741.0 $234K 0.01% NEW $30.29
26 OXY OCCIDENTAL PETE CORP Energy 3,867.0 $226K 0.01% NEW $58.52 +1.9%
27 ARKQ ARK ETF TR 1,889.0 $223K 0.01% NEW $118.19 +11.3%
28 AMAT APPLIED MATLS INC Technology 528.0 $210K 0.01% NEW $397.81 +4.0%
29 MU MICRON TECHNOLOGY INC Technology 488.0 $206K 0.01% NEW $421.51 +71.9%
30 DUK DUKE ENERGY CORP NEW Utilities 1,537.0 $204K 0.01% NEW $133.00 -9.1%
31 GCOR GOLDMAN SACHS ETF TR 4,854.0 $201K 0.01% NEW $41.38 -1.5%
32 EHTH EHEALTH INC Financial Services 18,888.0 $25K 0.00% NEW $1.32 +35.6%
Page 2 of 2  ·  32 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.1%
Financial Services 19.5%
Healthcare 9.1%
Industrials 9.1%
Communication Services 7.1%
Energy 7.0%
Consumer Cyclical 6.9%
Consumer Defensive 6.3%
Basic Materials 3.4%
Utilities 1.8%