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Portfolio (Quarterly) Guide ↗

FOUNDERS FINANCIAL SECURITIES LLC

· CIK 0001342396
13F Portfolio $1.8B AUM 530 positions Filed Apr 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 32 New 227 Added 227 Reduced 76 Exited
Page 26 of 27  ·  530 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 IWY ISHARES TR 861.0 $224K 0.01% -3K -75.4% $259.93 +12.2%
502 VT VANGUARD INTL EQUITY INDEX F 1,541.0 $223K 0.01% -239.0 -13.4% $144.95 +6.0%
503 ARKQ ARK ETF TR 1,889.0 $223K 0.01% NEW $118.19 +11.3%
504 VOOV VANGUARD ADMIRAL FDS INC 1,012.0 $212K 0.01% $209.61 +3.6%
505 TKO TKO GROUP HOLDINGS INC Communication Services 1,076.0 $212K 0.01% -18.0 -1.6% $197.07 -3.6%
506 AMAT APPLIED MATLS INC Technology 528.0 $210K 0.01% NEW $397.81 +4.0%
507 MU MICRON TECHNOLOGY INC Technology 488.0 $206K 0.01% NEW $421.51 +71.9%
508 VGLT VANGUARD SCOTTSDALE FDS 3,696.0 $205K 0.01% -55.0 -1.5% $55.39 -3.4%
509 DUK DUKE ENERGY CORP NEW Utilities 1,537.0 $204K 0.01% NEW $133.00 -9.1%
510 SHV ISHARES TR 1,855.0 $204K 0.01% -575.0 -23.7% $110.18 +0.1%
511 SPHY SPDR SERIES TRUST 8,595.0 $202K 0.01% +64.0 +0.8% $23.49 -0.9%
512 GCOR GOLDMAN SACHS ETF TR 4,854.0 $201K 0.01% NEW $41.38 -1.5%
513 FTC FIRST TR EXCHANGE-TRADED ALP 1,224.0 $200K 0.01% -1K -49.6% $163.66 +5.7%
514 FPE FIRST TR EXCH TRADED FD III 10,788.0 $195K 0.01% -2K -16.4% $18.04 -0.2%
515 BITO PROSHARES TR 19,523.0 $193K 0.01% +1K +7.4% $9.90 +6.0%
516 BBDC BARINGS BDC INC Financial Services 14,726.0 $123K 0.01% -5K -23.5% $8.34 +1.7%
517 ARRY ARRAY TECHNOLOGIES INC Energy 13,500.0 $97K 0.01% $7.21 +17.2%
518 CNVS CINEVERSE CORP Communication Services 20,000.0 $48K 0.00% $2.42 +3.3%
519 FKWL FRANKLIN WIRELESS CORP Technology 10,649.0 $39K 0.00% -3K -21.2% $3.70 -14.5%
520 ASCENT SOLAR TECHNOLOGIES IN 10,000.0 $38K 0.00% -2K -18.2% $3.75
Page 26 of 27  ·  530 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.1%
Financial Services 19.5%
Healthcare 9.1%
Industrials 9.1%
Communication Services 7.1%
Energy 7.0%
Consumer Cyclical 6.9%
Consumer Defensive 6.3%
Basic Materials 3.4%
Utilities 1.8%