Portfolio (Quarterly) Guide ↗

J.W. COLE ADVISORS, INC.

· CIK 0001404763

13F Portfolio $3.0B AUM 785 positions Filed Apr 23, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 94 New 273 Added 311 Reduced 768 Exited

Page 36 of 39 · 768 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
701	NBXG	NEUBERGER NEXT GENERATION	Financial Services	10,133	$146K	0.00%	SOLD
702	UEC	URANIUM ENERGY CORP	Energy	13,147	$144K	0.00%	SOLD
703	AWF	ALLIANCEBERNSTEIN GLOBAL HIG	Financial Services	13,474	$144K	0.00%	SOLD
704	SWBI	SMITH & WESSON BRANDS INC	Industrials	15,287	$142K	0.00%	SOLD
705	—	NEW GOLD INC CDA	—	15,975	$139K	0.00%	SOLD
706	MARA	MARA HOLDINGS INC	Financial Services	15,451	$137K	0.00%	SOLD
707	NMAI	NUVEEN MULTI ASSET INCOME FU	Financial Services	10,056	$131K	0.00%	SOLD
708	TGEN	TECOGEN INC NEW	Industrials	26,300	$130K	0.00%	SOLD
709	TIGR	UP FINTECH HLDG LTD	Financial Services	13,315	$127K	0.00%	SOLD
710	SOUN	SOUNDHOUND AI INC	Technology	16,987	$124K	0.00%	SOLD
711	RR	RICHTECH ROBOTICS INC	Industrials	38,800	$122K	0.00%	SOLD
712	HUN	HUNTSMAN CORP	Basic Materials	12,112	$121K	0.00%	SOLD
713	VKI	INVESCO ADVANTAGE MUN INCOME	Financial Services	12,829	$117K	0.00%	SOLD
714	IAUX	I-80 GOLD CORP	Basic Materials	79,897	$117K	0.00%	SOLD
715	LUMN	LUMEN TECHNOLOGIES INC	Communication Services	17,390	$116K	0.00%	SOLD
716	LADR	LADDER CAP CORP	Real Estate	10,524	$116K	0.00%	SOLD
717	RQI	COHEN & STEERS QUALITY INCOM	Financial Services	10,090	$113K	0.00%	SOLD
718	GOOD	GLADSTONE COMMERCIAL CORP	Real Estate	12,377	$112K	0.00%	SOLD
719	MAT	MATTEL INC	Consumer Cyclical	10,900	$111K	0.00%	SOLD
720	PCQ	PIMCO CALIF MUN INCOME FD	Financial Services	12,524	$109K	0.00%	SOLD

Page 36 of 39 · 768 positions

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Sector Allocation

Technology 33.0%

Financial Services 23.6%

Communication Services 9.5%

Consumer Cyclical 7.5%

Energy 7.0%

Industrials 5.1%

Healthcare 4.6%

Utilities 4.4%

Consumer Defensive 2.4%

Real Estate 1.9%