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Portfolio (Quarterly) Guide ↗

J.W. COLE ADVISORS, INC.

· CIK 0001404763
13F Portfolio $3.0B AUM 785 positions Filed Apr 23, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 94 New 273 Added 311 Reduced 768 Exited
Page 38 of 39  ·  768 positions
# Ticker Company Sector Shares Value ↓ % Port Status
741 LFT LUMENT FINANCE TRUST INC Real Estate 41,939 $59K 0.00% SOLD
742 APG API GROUP CORP Industrials 21,231 $55K 0.00% SOLD
743 LYG LLOYDS BANKING GROUP PLC Financial Services 12,338 $54K 0.00% SOLD
744 NEWP NEW PAC METALS CORP Basic Materials 15,000 $53K 0.00% SOLD
745 LPTH LIGHTPATH TECHNOLOGIES INC Technology 11,100 $51K 0.00% SOLD
746 URG UR-ENERGY INC Energy 29,500 $41K 0.00% SOLD
747 PATH UIPATH INC Technology 36,233 $36K 0.00% SOLD
748 FORD MTR CO 34,000 $35K 0.00% SOLD
749 EOD ALLSPRING GLOBAL DIVIDEND OP Financial Services 10,819 $33K 0.00% SOLD
750 DHF BNY MELLON HIGH YIELD STRATE Financial Services 11,279 $28K 0.00% SOLD
751 OPTT OCEAN PWR TECHNOLOGIES INC Industrials 73,190 $22K 0.00% SOLD
752 IAK ISHARES TR 12,939 $21K 0.00% SOLD
753 HRTX HERON THERAPEUTICS INC Healthcare 16,000 $21K 0.00% SOLD
754 GREENBRIER COS INC 19,000 $20K SOLD
755 UAVS AGEAGLE AERIAL SYS INC NEW Technology 25,000 $20K SOLD
756 CRBU CARIBOU BIOSCIENCES INC Healthcare 11,269 $18K SOLD
757 GERN GERON CORP Healthcare 12,300 $16K SOLD
758 BLACKROCK MUNIVEST FD INC 11,871 $14K SOLD
759 BBN BLACKROCK TAX MUNICPAL BD TR Financial Services 228,924 $12K SOLD
760 HCWB HCW BIOLOGICS INC Healthcare 12,500 $12K SOLD
Page 38 of 39  ·  768 positions
Sector Allocation
Technology 33.0%
Financial Services 23.6%
Communication Services 9.5%
Consumer Cyclical 7.5%
Energy 7.0%
Industrials 5.1%
Healthcare 4.6%
Utilities 4.4%
Consumer Defensive 2.4%
Real Estate 1.9%