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Portfolio (Quarterly) Guide ↗

J.W. COLE ADVISORS, INC.

· CIK 0001404763
13F Portfolio $3.0B AUM 785 positions Filed Apr 23, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 94 New 273 Added 311 Reduced 768 Exited
Page 24 of 40  ·  785 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 RCAT RED CAT HLDGS INC Technology 50,516.0 $661K 0.02% +3K +5.5% $13.09 -31.7%
462 COIN COINBASE GLOBAL INC Financial Services 3,787.0 $661K 0.02% -174.0 -4.4% $174.59 +10.9%
463 REGN REGENERON PHARMACEUTICALS Healthcare 855.0 $661K 0.02% NEW $772.90 -15.9%
464 PSL INVESCO EXCHANGE TRADED FD T 6,077.0 $660K 0.02% -35.0 -0.6% $108.55 +2.3%
465 BCC BOISE CASCADE CO DEL Basic Materials 8,614.0 $653K 0.02% -984.0 -10.2% $75.85 -11.5%
466 EXR EXTRA SPACE STORAGE INC Real Estate 4,963.0 $651K 0.02% $131.12 +9.8%
467 CEFS EXCHANGE LISTED FDS TR 28,500.0 $643K 0.02% +2K +6.8% $22.55 +10.9%
468 FMHI FIRST TR EXCH TRADED FD III 13,516.0 $643K 0.02% -1K -8.7% $47.54 +0.2%
469 IDCC INTERDIGITAL INC Technology 2,126.0 $642K 0.02% -13.0 -0.6% $302.00 -11.6%
470 RWK INVESCO EXCH TRADED FD TR II 4,992.0 $640K 0.02% +433.0 +9.5% $128.26 +7.2%
471 ACGL ARCH CAP GROUP LTD Financial Services 6,664.0 $640K 0.02% +3K +100.9% $95.99 +0.1%
472 SPYD SPDR SERIES TRUST 14,046.0 $639K 0.02% +720.0 +5.4% $45.52 +3.8%
473 SPGI S&P GLOBAL INC Financial Services 1,489.0 $633K 0.02% +219.0 +17.2% $425.40 -2.0%
474 TMFC RBB FD INC 9,573.0 $632K 0.02% +683.0 +7.7% $65.97 +17.3%
475 CLS CELESTICA INC Technology 2,236.0 $630K 0.02% -2K -45.6% $281.65 +26.0%
476 HYEM VANECK ETF TRUST 31,898.0 $629K 0.02% $19.73 +1.3%
477 SMB VANECK ETF TRUST 36,346.0 $629K 0.02% +7K +23.6% $17.30 -0.3%
478 AON AON PLC Financial Services 1,938.0 $626K 0.02% +75.0 +4.0% $322.83 +0.4%
479 UTEN RBB FD INC 14,298.0 $623K 0.02% +139.0 +1.0% $43.60 -1.7%
480 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 6,883.0 $620K 0.02% +218.0 +3.3% $90.11 +14.1%
Page 24 of 40  ·  785 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 23.6%
Communication Services 9.5%
Consumer Cyclical 7.5%
Energy 7.0%
Industrials 5.1%
Healthcare 4.6%
Utilities 4.4%
Consumer Defensive 2.4%
Real Estate 1.9%