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Portfolio (Quarterly) Guide ↗

CONFLUENCE INVESTMENT MANAGEMENT LLC

· CIK 0001442056
13F Portfolio $6.4B AUM 414 positions Filed Apr 1, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 283 New 31 Exited
Page 11 of 15  ·  283 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 JBSS John B Sanfilippo & Son Inc. Consumer Defensive 15,001.0 $1.2M 0.02% NEW $79.33 -4.0%
202 UFPI UFP Industries Inc Basic Materials 12,900.0 $1.2M 0.02% NEW $92.12 -13.2%
203 HAE Haemonetics Corp. Healthcare 20,624.0 $1.2M 0.02% NEW $56.36 +9.9%
204 Expand Energy Corp. 10,542.0 $1.2M 0.02% NEW $109.78
205 ESAB ESAB Corp. Industrials 11,817.0 $1.1M 0.02% NEW $96.66 -5.7%
206 DNN Denison Mines Corp. Energy 313,086.0 $1.1M 0.02% NEW $3.53 -9.3%
207 SHOP Shopify Inc. Technology 9,298.0 $1.1M 0.02% NEW $118.62 -11.5%
208 Rheinmetall AG 3,199.0 $1.1M 0.02% NEW $336.01
209 BCSF Bain Capital Specialty Finance Financial Services 86,684.0 $1.1M 0.02% NEW $12.40 +7.3%
210 L'Oreal S.A. 13,018.0 $1.1M 0.02% NEW $81.93
211 VMC Vulcan Materials Co. Basic Materials 3,913.0 $1.1M 0.02% NEW $272.30 -3.3%
212 MRTN Marten Transport Ltd. Industrials 80,613.0 $1.1M 0.02% NEW $13.13 +26.4%
213 Komatsu Ltd. 26,907.0 $1.1M 0.02% NEW $39.26
214 NXE NexGen Energy Ltd Energy 90,230.0 $1.0M 0.02% NEW $11.60 -9.2%
215 HLN Haleon plc Healthcare 104,389.0 $1.0M 0.02% NEW $10.01 -6.9%
216 UEC Uranium Energy Corp. Energy 76,801.0 $1.0M 0.02% NEW $13.50 -5.6%
217 KBDC Kayne Anderson BDC Financial Services 74,967.0 $1.0M 0.02% NEW $13.72 +6.8%
218 Roche Holding A.G. 20,667.0 $1.0M 0.02% NEW $49.71
219 Nintendo Co. Ltd. 70,478.0 $1.0M 0.02% NEW $14.29
220 UFPT UFP Technologies Inc. Healthcare 5,097.0 $987K 0.01% NEW $193.60 +16.1%
Page 11 of 15  ·  283 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 20.5%
Industrials 20.1%
Technology 13.0%
Consumer Defensive 11.8%
Utilities 7.7%
Basic Materials 7.1%
Consumer Cyclical 6.3%
Energy 6.3%
Healthcare 6.1%
Communication Services 1.2%