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Portfolio (Quarterly) Guide ↗

CONFLUENCE INVESTMENT MANAGEMENT LLC

· CIK 0001442056
13F Portfolio $6.7B AUM 458 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 296 New
Page 9 of 15  ·  296 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 Altus Group Ltd. 46,863.0 $1.9M 0.03% NEW $41.32
162 CNR Core Natural Resources Inc. Energy 20,979.0 $1.9M 0.03% NEW $88.51 -5.0%
163 CSWC Capital Southwest Corp. Financial Services 83,810.0 $1.9M 0.03% NEW $22.15 +8.4%
164 AER AerCap Holdings N.V. Industrials 12,748.0 $1.8M 0.03% NEW $143.76 -2.8%
165 LFUS Littelfuse Inc. Technology 7,217.0 $1.8M 0.03% NEW $252.92 +81.9%
166 SLV iShares Silver Trust ETF Financial Services 27,504.0 $1.8M 0.03% NEW $64.42 +7.2%
167 SPB Spectrum Brands Holdings Inc. Consumer Defensive 29,452.0 $1.7M 0.03% NEW $59.08 +35.5%
168 UFPT UFP Technologies Inc. Healthcare 7,688.0 $1.7M 0.03% NEW $222.03 -0.5%
169 MUFG Mitsubishi UFJ Financial Financial Services 103,912.0 $1.6M 0.03% NEW $15.86 +16.5%
170 DBS Group Holdings Ltd. 9,064.0 $1.6M 0.02% NEW $175.61
171 ING ING Groep N.V. Financial Services 54,501.0 $1.5M 0.02% NEW $28.00 +7.3%
172 Antofagasta plc 34,322.0 $1.5M 0.02% NEW $44.35
173 AG First Majestic Silver Corp. Basic Materials 90,903.0 $1.5M 0.02% NEW $16.66 +22.6%
174 NEM Newmont Mining Corp. Basic Materials 15,137.0 $1.5M 0.02% NEW $99.85 +16.5%
175 Zurich Insurance Group A.G. 39,261.0 $1.5M 0.02% NEW $38.03
176 Lundin Mining Corp. 69,126.0 $1.5M 0.02% NEW $21.52
177 Oaktree Specialty Lending Corp 116,212.0 $1.5M 0.02% NEW $12.74
178 First Quantum Minerals Ltd. 55,068.0 $1.5M 0.02% NEW $26.83
179 Safran S.A. 16,789.0 $1.5M 0.02% NEW $87.05
180 ASML ASML Holding N.V. Technology 1,337.0 $1.4M 0.02% NEW $1069.86 +40.4%
Page 9 of 15  ·  296 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 23.1%
Industrials 18.9%
Technology 14.6%
Consumer Defensive 10.7%
Utilities 7.2%
Consumer Cyclical 7.0%
Healthcare 6.5%
Basic Materials 5.8%
Energy 4.8%
Communication Services 1.3%