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Portfolio (Quarterly) Guide ↗

CONFLUENCE INVESTMENT MANAGEMENT LLC

· CIK 0001442056
13F Portfolio $6.7B AUM 458 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 296 New
Page 12 of 15  ·  296 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 HLN Haleon plc Healthcare 99,380.0 $1.0M 0.01% NEW $10.11 -11.9%
222 ESAB ESAB Corp. Industrials 8,932.0 $998K 0.01% NEW $111.72 -18.4%
223 CCAP Crescent Capital BDC Inc. Financial Services 70,620.0 $992K 0.01% NEW $14.05 -20.8%
224 AR Antero Resources Corp. Energy 28,627.0 $986K 0.01% NEW $34.46 +11.0%
225 TotalEnergies S.E. 15,067.0 $986K 0.01% NEW $65.42
226 MRTN Marten Transport Ltd. Industrials 86,457.0 $984K 0.01% NEW $11.38 +36.6%
227 NCDL Nuveen Churchill Direct Lendin Financial Services 72,889.0 $972K 0.01% NEW $13.34 -1.3%
228 Roche Holding A.G. 18,649.0 $962K 0.01% NEW $51.57
229 CTRA Coterra Energy Inc. Energy 36,515.0 $961K 0.01% NEW $26.32 +23.7%
230 Unilever plc 14,293.0 $935K 0.01% NEW $65.40
231 Lundin Gold Inc. 11,202.0 $930K 0.01% NEW $83.04
232 LVMH Moet Hennessy Louis Vuitt 6,120.0 $923K 0.01% NEW $150.81
233 ICLR ICON plc Healthcare 5,022.0 $915K 0.01% NEW $182.22 -35.7%
234 UEC Uranium Energy Corp. Energy 78,197.0 $913K 0.01% NEW $11.68 +26.8%
235 SE Sea Ltd. Consumer Cyclical 7,119.0 $908K 0.01% NEW $127.57 -30.8%
236 AXP American Express Co. Financial Services 2,400.0 $888K 0.01% NEW $369.95 -15.3%
237 DNN Denison Mines Corp. Energy 321,204.0 $854K 0.01% NEW $2.66 +31.2%
238 PBDC Putnam BDC Income ETF 27,635.0 $846K 0.01% NEW $30.60 -10.5%
239 NXE NexGen Energy Ltd Energy 90,138.0 $829K 0.01% NEW $9.20 +30.1%
240 CCJ Cameco Corp. Energy 8,909.0 $815K 0.01% NEW $91.49 +17.5%
Page 12 of 15  ·  296 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 23.1%
Industrials 18.9%
Technology 14.6%
Consumer Defensive 10.7%
Utilities 7.2%
Consumer Cyclical 7.0%
Healthcare 6.5%
Basic Materials 5.8%
Energy 4.8%
Communication Services 1.3%