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Portfolio (Quarterly) Guide ↗

CONFLUENCE INVESTMENT MANAGEMENT LLC

· CIK 0001442056
13F Portfolio $6.7B AUM 458 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 296 New
Page 14 of 15  ·  296 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 GLD SPDR Gold Shares ETF Financial Services 776.0 $308K 0.01% NEW $396.31 +7.8%
262 SHG Shinhan Financial Group Co. Lt Financial Services 5,671.0 $304K 0.01% NEW $53.63 +21.9%
263 MMYT MakeMyTrip Ltd. Consumer Cyclical 3,665.0 $301K 0.01% NEW $82.12 -47.3%
264 WTW Willis Towers Watson plc Financial Services 911.0 $299K 0.00% NEW $328.60 -24.6%
265 PSBD Palmer Square Capital BDC Inc. Financial Services 23,401.0 $285K 0.00% NEW $12.19 -11.1%
266 BCP Investment Corp. 24,018.0 $284K 0.00% NEW $11.83
267 IEFA iShares Core MSCI EAFE ETF 3,164.0 $283K 0.00% NEW $89.46 +6.4%
268 HTHT H World Group Ltd. Consumer Cyclical 5,944.0 $280K 0.00% NEW $47.05 -3.5%
269 MP MP Materials Corp. Basic Materials 5,437.0 $275K 0.00% NEW $50.52 +19.4%
270 AVLC Avantis US Large Cap Equity ET 3,458.0 $272K 0.00% NEW $78.62 +11.0%
271 FMX Fomento Economico Mexicano S.A Consumer Defensive 2,636.0 $266K 0.00% NEW $101.08 +20.9%
272 YUMC Yum China Holdings Inc. Consumer Cyclical 5,440.0 $260K 0.00% NEW $47.74 -3.7%
273 Ramaco Resources Inc 14,332.0 $258K 0.00% NEW $18.00
274 ZTO ZTO Express Cayman Inc. Industrials 12,150.0 $254K 0.00% NEW $20.89 +14.3%
275 HDB HDFC Bank Ltd. Financial Services 6,899.0 $252K 0.00% NEW $36.54 -32.0%
276 INFY Infosys Ltd. Technology 14,139.0 $252K 0.00% NEW $17.82 -34.6%
277 MELI MercadoLibre Inc. Consumer Cyclical 124.0 $250K 0.00% NEW $2014.26 -20.2%
278 BAP Credicorp Ltd. Financial Services 862.0 $247K 0.00% NEW $287.00 +10.2%
279 AMP Ameriprise Financial Inc. Financial Services 480.0 $235K 0.00% NEW $490.34 -4.1%
280 JBS N.V. 15,930.0 $230K 0.00% NEW $14.42
Page 14 of 15  ·  296 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 23.1%
Industrials 18.9%
Technology 14.6%
Consumer Defensive 10.7%
Utilities 7.2%
Consumer Cyclical 7.0%
Healthcare 6.5%
Basic Materials 5.8%
Energy 4.8%
Communication Services 1.3%