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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 11 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 XMHQ INVESCO EXCHANGE TRADED FD T 35,481.0 $3.7M 0.11% NEW $104.96 +2.4%
202 NOC NORTHROP GRUMMAN CORP Industrials 6,070.0 $3.7M 0.10% NEW $609.37 -11.3%
203 TCAF T ROWE PRICE ETF INC 97,627.0 $3.7M 0.10% NEW $37.70 +6.2%
204 O REALTY INCOME CORP Real Estate 60,368.0 $3.7M 0.10% NEW $60.79 +0.5%
205 FIDELITY COVINGTON TRUST 54,815.0 $3.7M 0.10% NEW $66.87
206 VNQ VANGUARD INDEX FDS 39,966.0 $3.7M 0.10% NEW $91.42 +3.9%
207 PULS PGIM ETF TR 73,289.0 $3.7M 0.10% NEW $49.83 -0.4%
208 VYM VANGUARD WHITEHALL FDS 25,786.0 $3.6M 0.10% NEW $140.95 +11.1%
209 INNOVATOR ETFS TRUST 179,611.0 $3.6M 0.10% NEW $20.19
210 LMT LOCKHEED MARTIN CORP Industrials 7,233.0 $3.6M 0.10% NEW $499.20 +3.4%
211 FDEC FIRST TR EXCHNG TRADED FD VI 72,730.0 $3.6M 0.10% NEW $49.24 +9.1%
212 MP MP MATERIALS CORP Basic Materials 53,282.0 $3.6M 0.10% NEW $67.07 -8.6%
213 CME CME GROUP INC Financial Services 13,188.0 $3.6M 0.10% NEW $270.20 +12.9%
214 TIP ISHARES TR 31,896.0 $3.5M 0.10% NEW $111.22 -0.7%
215 XLG INVESCO EXCHANGE TRADED FD T 61,319.0 $3.5M 0.10% NEW $57.52 +10.4%
216 ISRG INTUITIVE SURGICAL INC Healthcare 7,885.0 $3.5M 0.10% NEW $447.21 -5.8%
217 AXP AMERICAN EXPRESS CO Financial Services 10,534.0 $3.5M 0.10% NEW $332.15 -6.0%
218 APP APPLOVIN CORP Technology 4,859.0 $3.5M 0.10% NEW $718.54 -31.5%
219 F FORD MTR CO Consumer Cyclical 288,791.0 $3.5M 0.10% NEW $11.96 +12.0%
220 OEF ISHARES TR 10,370.0 $3.5M 0.10% NEW $332.84 +10.8%
Page 11 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%