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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 12 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 NOW SERVICENOW INC Technology 3,735.0 $3.4M 0.10% NEW $920.38 -89.7%
222 VHT VANGUARD WORLD FD 12,879.0 $3.3M 0.10% NEW $259.61 +4.6%
223 ISHARES TR 75,287.0 $3.3M 0.10% NEW $44.19
224 COF CAPITAL ONE FINL CORP Financial Services 15,615.0 $3.3M 0.09% NEW $212.58 -12.0%
225 SUB ISHARES TR 30,833.0 $3.3M 0.09% NEW $106.78 -0.6%
226 VEU VANGUARD INTL EQUITY INDEX F 45,397.0 $3.2M 0.09% NEW $71.37 +14.1%
227 NEAR ISHARES U S ETF TR 63,156.0 $3.2M 0.09% NEW $51.28 -1.3%
228 BUFD FIRST TR EXCHNG TRADED FD VI 116,596.0 $3.2M 0.09% NEW $27.64 +6.4%
229 QDPL PACER FDS TR 76,647.0 $3.2M 0.09% NEW $41.90 +7.0%
230 VOE VANGUARD INDEX FDS 18,251.0 $3.2M 0.09% NEW $174.58 +9.9%
231 PRU PRUDENTIAL FINL INC Financial Services 30,569.0 $3.2M 0.09% NEW $103.74 -1.7%
232 SHYG ISHARES TR 73,237.0 $3.2M 0.09% NEW $43.30 -2.4%
233 IWS ISHARES TR 22,350.0 $3.1M 0.09% NEW $139.67 +11.3%
234 IEF ISHARES TR 32,269.0 $3.1M 0.09% NEW $96.46 -3.1%
235 BX BLACKSTONE INC Financial Services 18,207.0 $3.1M 0.09% NEW $170.85 -31.5%
236 FSK FS KKR CAP CORP Financial Services 205,929.0 $3.1M 0.09% NEW $14.93 -26.5%
237 MRK MERCK & CO INC Healthcare 36,601.0 $3.1M 0.09% NEW $83.93 +32.7%
238 BMY BRISTOL-MYERS SQUIBB CO Healthcare 68,086.0 $3.1M 0.09% NEW $45.10 +27.1%
239 VONE VANGUARD SCOTTSDALE FDS 10,096.0 $3.1M 0.09% NEW $302.36 +10.1%
240 JMST J P MORGAN EXCHANGE TRADED F 59,681.0 $3.0M 0.09% NEW $51.04 -0.3%
Page 12 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%