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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 13 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 WCPB NORTHERN LTS FD TR II 119,158.0 $3.0M 0.09% NEW $25.46 -1.4%
242 FDN FIRST TR EXCHANGE-TRADED FD 10,829.0 $3.0M 0.09% NEW $279.83 -3.4%
243 ARCC ARES CAPITAL CORP Financial Services 148,265.0 $3.0M 0.09% NEW $20.41 -8.3%
244 IJK ISHARES TR 31,258.0 $3.0M 0.09% NEW $95.89 +14.3%
245 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 5,010.0 $3.0M 0.09% NEW $596.12 +10.4%
246 SYK STRYKER CORPORATION Healthcare 8,018.0 $3.0M 0.08% NEW $369.67 -17.0%
247 TBIL RBB FD INC 58,927.0 $2.9M 0.08% NEW $50.00 -0.1%
248 CLS CELESTICA INC Technology 11,842.0 $2.9M 0.08% NEW $246.37 +39.1%
249 DVY ISHARES TR 20,526.0 $2.9M 0.08% NEW $142.10 +7.3%
250 FIRST TR EXCH TRADED FD III 41,500.0 $2.9M 0.08% NEW $69.95
251 PVAL PUTNAM ETF TRUST 66,590.0 $2.8M 0.08% NEW $42.72 +16.5%
252 IWR ISHARES TR 29,463.0 $2.8M 0.08% NEW $96.55 +7.4%
253 TMUS T-MOBILE US INC Communication Services 11,856.0 $2.8M 0.08% NEW $239.37 -22.6%
254 XLC SELECT SECTOR SPDR TR 23,603.0 $2.8M 0.08% NEW $118.37 -1.2%
255 AMLP ALPS ETF TR 59,453.0 $2.8M 0.08% NEW $46.93 +16.0%
256 LRCX LAM RESEARCH CORP Technology 20,809.0 $2.8M 0.08% NEW $133.90 +112.6%
257 GD GENERAL DYNAMICS CORP Industrials 8,171.0 $2.8M 0.08% NEW $340.99 -1.9%
258 MEAR ISHARES U S ETF TR 54,649.0 $2.8M 0.08% NEW $50.51 -0.6%
259 LMBS FIRST TR EXCHANGE-TRADED FD 54,947.0 $2.7M 0.08% NEW $49.79 -0.2%
260 MANAGED PORTFOLIO SERIES 107,146.0 $2.7M 0.08% NEW $25.53
Page 13 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%