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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 14 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 XMMO INVESCO EXCHANGE TRADED FD T 20,211.0 $2.7M 0.08% NEW $135.23 +19.1%
262 MMM 3M CO Industrials 17,461.0 $2.7M 0.08% NEW $155.18 -5.8%
263 PPA INVESCO EXCHANGE TRADED FD T 17,188.0 $2.7M 0.08% NEW $155.45 +7.1%
264 QQQM INVESCO EXCH TRADED FD TR II 10,799.0 $2.7M 0.08% NEW $247.13 +17.6%
265 VTIP VANGUARD MALVERN FDS 52,424.0 $2.7M 0.07% NEW $50.63 -0.5%
266 TXN TEXAS INSTRS INC Technology 14,305.0 $2.6M 0.07% NEW $183.73 +64.8%
267 CION CION INVT CORP Financial Services 277,041.0 $2.6M 0.07% NEW $9.48 -29.9%
268 DYNF BLACKROCK ETF TRUST 44,321.0 $2.6M 0.07% NEW $59.20 +11.7%
269 BUFQ FIRST TR EXCHNG TRADED FD VI 74,671.0 $2.6M 0.07% NEW $34.84 +11.4%
270 BINC BLACKROCK ETF TRUST II 48,540.0 $2.6M 0.07% NEW $53.24 -2.3%
271 IJJ ISHARES TR 19,908.0 $2.6M 0.07% NEW $129.72 +6.8%
272 DFAT DIMENSIONAL ETF TRUST 44,010.0 $2.6M 0.07% NEW $58.21 +13.1%
273 MISL FIRST TR EXCHANGE-TRADED FD 61,729.0 $2.6M 0.07% NEW $41.45 +9.2%
274 AVUV AMERICAN CENTY ETF TR 25,209.0 $2.5M 0.07% NEW $99.53 +19.0%
275 STIP ISHARES TR 24,096.0 $2.5M 0.07% NEW $103.36 +0.2%
276 ENB ENBRIDGE INC Energy 49,012.0 $2.5M 0.07% NEW $50.46 +9.6%
277 KHC KRAFT HEINZ CO Consumer Defensive 94,276.0 $2.5M 0.07% NEW $26.04 -12.0%
278 EFV ISHARES TR 36,074.0 $2.4M 0.07% NEW $67.83 +15.3%
279 MAIN MAIN STR CAP CORP Financial Services 38,116.0 $2.4M 0.07% NEW $63.59 -20.7%
280 MSTR STRATEGY INC Technology 7,483.0 $2.4M 0.07% NEW $322.22 -44.9%
Page 14 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%