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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 16 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 VLO VALERO ENERGY CORP Energy 12,817.0 $2.2M 0.06% NEW $170.25 +47.3%
302 XLB SELECT SECTOR SPDR TR 24,305.0 $2.2M 0.06% NEW $89.62 -44.0%
303 JIVE J P MORGAN EXCHANGE TRADED F 28,869.0 $2.2M 0.06% NEW $75.40 +21.0%
304 RMIF ETF SER SOLUTIONS 86,694.0 $2.2M 0.06% NEW $24.99 -3.3%
305 RWK INVESCO EXCH TRADED FD TR II 17,199.0 $2.2M 0.06% NEW $125.01 +9.0%
306 SPSB SPDR SERIES TRUST 70,928.0 $2.1M 0.06% NEW $30.29 -1.1%
307 FENI FIDELITY COVINGTON TRUST 60,508.0 $2.1M 0.06% NEW $35.28 +11.8%
308 IREN IREN LIMITED Financial Services 45,437.0 $2.1M 0.06% NEW $46.93 +12.8%
309 LVHI LEGG MASON ETF INVT 61,093.0 $2.1M 0.06% NEW $34.75 +18.9%
310 PRF INVESCO EXCHANGE TRADED FD T 46,926.0 $2.1M 0.06% NEW $45.21 +15.9%
311 GILD GILEAD SCIENCES INC Healthcare 19,023.0 $2.1M 0.06% NEW $111.00 +16.7%
312 PWR QUANTA SVCS INC Industrials 5,076.0 $2.1M 0.06% NEW $414.44 +85.8%
313 B BARRICK MNG CORP Basic Materials 64,010.0 $2.1M 0.06% NEW $32.77 +23.9%
314 SRLN SSGA ACTIVE ETF TR 50,324.0 $2.1M 0.06% NEW $41.58 -2.6%
315 FV FIRST TR EXCHANGE TRADED FD 33,603.0 $2.1M 0.06% NEW $61.92 +12.5%
316 IDEV ISHARES TR 25,845.0 $2.1M 0.06% NEW $80.17 +10.5%
317 CEG CONSTELLATION ENERGY CORP Utilities 6,261.0 $2.1M 0.06% NEW $329.06 -20.4%
318 BND VANGUARD BD INDEX FDS 27,643.0 $2.1M 0.06% NEW $74.37 -2.3%
319 MGV VANGUARD WORLD FD 14,841.0 $2.0M 0.06% NEW $137.74 +12.3%
320 IWV ISHARES TR 5,365.0 $2.0M 0.06% NEW $378.92 +10.2%
Page 16 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%