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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 17 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 CALF PACER FDS TR 45,891.0 $2.0M 0.06% NEW $43.78 +7.9%
322 OUNZ VANECK MERK GOLD ETF Financial Services 53,916.0 $2.0M 0.06% NEW $37.19 +16.6%
323 IDCC INTERDIGITAL INC Technology 5,807.0 $2.0M 0.06% NEW $345.25 -24.2%
324 URI UNITED RENTALS INC Industrials 2,096.0 $2.0M 0.06% NEW $954.82 -1.6%
325 GIS GENERAL MLS INC Consumer Defensive 39,156.0 $2.0M 0.06% NEW $50.42 -33.0%
326 GRID FIRST TR EXCHANGE TRADED FD 13,063.0 $2.0M 0.06% NEW $151.08 +23.2%
327 FNDF SCHWAB STRATEGIC TR 45,893.0 $2.0M 0.06% NEW $42.96 +22.9%
328 KMB KIMBERLY-CLARK CORP Consumer Defensive 15,728.0 $2.0M 0.06% NEW $124.34 -22.4%
329 AMAT APPLIED MATLS INC Technology 9,498.0 $1.9M 0.06% NEW $204.74 +99.8%
330 VGSH VANGUARD SCOTTSDALE FDS 33,001.0 $1.9M 0.06% NEW $58.85 -1.2%
331 IWO ISHARES TR 6,055.0 $1.9M 0.06% NEW $320.06 +10.8%
332 EMLP FIRST TR EXCHANGE-TRADED FD 50,593.0 $1.9M 0.06% NEW $38.29 +15.8%
333 PFXF VANECK ETF TRUST 108,773.0 $1.9M 0.06% NEW $17.77 +2.7%
334 JVAL J P MORGAN EXCHANGE TRADED F 40,468.0 $1.9M 0.06% NEW $47.50 +14.6%
335 ORLY OREILLY AUTOMOTIVE INC Consumer Cyclical 17,817.0 $1.9M 0.06% NEW $107.81 -14.5%
336 FDVV FIDELITY COVINGTON TRUST 34,313.0 $1.9M 0.05% NEW $55.71 +7.0%
337 BSCT INVESCO EXCH TRD SLF IDX FD 101,359.0 $1.9M 0.05% NEW $18.81 -1.7%
338 BKLC BNY MELLON ETF TRUST 14,766.0 $1.9M 0.05% NEW $128.38 +9.4%
339 TEM TEMPUS AI INC Healthcare 23,431.0 $1.9M 0.05% NEW $80.71 -45.1%
340 TT TRANE TECHNOLOGIES PLC Industrials 4,478.0 $1.9M 0.05% NEW $421.93 +7.4%
Page 17 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%