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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 21 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 VFLO VICTORY PORTFOLIOS II 39,987.0 $1.5M 0.04% NEW $37.50 +14.8%
402 CSX CSX CORP Industrials 42,180.0 $1.5M 0.04% NEW $35.51 +29.8%
403 TJX TJX COS INC NEW Consumer Cyclical 10,309.0 $1.5M 0.04% NEW $144.54 +4.3%
404 XONE BONDBLOXX ETF TRUST 29,993.0 $1.5M 0.04% NEW $49.66 -0.5%
405 UCON FIRST TR EXCHNG TRADED FD VI 58,677.0 $1.5M 0.04% NEW $25.19 -1.5%
406 OLED UNIVERSAL DISPLAY CORP Technology 10,287.0 $1.5M 0.04% NEW $143.63 -39.0%
407 WELL WELLTOWER INC Real Estate 8,289.0 $1.5M 0.04% NEW $178.14 +22.4%
408 ADBE ADOBE INC Technology 4,176.0 $1.5M 0.04% NEW $352.79 -28.2%
409 ADM ARCHER DANIELS MIDLAND CO Consumer Defensive 24,522.0 $1.5M 0.04% NEW $59.74 +29.8%
410 GRPM INVESCO EXCHANGE TRADED FD T 12,119.0 $1.5M 0.04% NEW $120.62 +4.7%
411 PAVE GLOBAL X FDS 30,645.0 $1.5M 0.04% NEW $47.63 +14.4%
412 CLX CLOROX CO DEL Consumer Defensive 11,654.0 $1.4M 0.04% NEW $123.30 -24.9%
413 FVAL FIDELITY COVINGTON TRUST 20,853.0 $1.4M 0.04% NEW $68.87 +13.1%
414 BEONE MEDICINES LTD 4,213.0 $1.4M 0.04% NEW $340.70
415 VV VANGUARD INDEX FDS 4,662.0 $1.4M 0.04% NEW $307.86 +10.8%
416 NVS NOVARTIS AG Healthcare 11,168.0 $1.4M 0.04% NEW $128.24 +17.3%
417 QYLD GLOBAL X FDS 84,155.0 $1.4M 0.04% NEW $17.01 +4.6%
418 CDNS CADENCE DESIGN SYSTEM INC Technology 4,059.0 $1.4M 0.04% NEW $351.26 -0.1%
419 PAUG INNOVATOR ETFS TRUST 33,123.0 $1.4M 0.04% NEW $42.47 +6.2%
420 WTV WISDOMTREE TR 15,382.0 $1.4M 0.04% NEW $91.01 +10.1%
Page 21 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%