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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 25 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 MBB ISHARES TR 11,854.0 $1.1M 0.03% NEW $95.15 -1.5%
482 FIRST TR EXCHNG TRADED FD VI 52,605.0 $1.1M 0.03% NEW $21.43
483 XCEM COLUMBIA ETF TR II 30,975.0 $1.1M 0.03% NEW $36.33 +34.3%
484 IGM ISHARES TR 8,932.0 $1.1M 0.03% NEW $125.95 +22.8%
485 OUSTER INC 41,394.0 $1.1M 0.03% NEW $27.05
486 NEM NEWMONT CORP Basic Materials 13,254.0 $1.1M 0.03% NEW $84.31 +24.6%
487 HAWX ISHARES TR 29,526.0 $1.1M 0.03% NEW $37.81 +17.3%
488 BGLD FIRST TR EXCHANGE-TRADED FD 46,813.0 $1.1M 0.03% NEW $23.83 -27.7%
489 FCA FIRST TR EXCH TRD ALPHDX FD 38,500.0 $1.1M 0.03% NEW $28.97 +9.9%
490 INTU INTUIT Technology 1,631.0 $1.1M 0.03% NEW $682.70 -41.5%
491 BAPR INNOVATOR ETFS TRUST 23,732.0 $1.1M 0.03% NEW $46.91 +12.3%
492 SHLD GLOBAL X FDS 15,826.0 $1.1M 0.03% NEW $70.24 -8.0%
493 PAYX PAYCHEX INC Industrials 8,769.0 $1.1M 0.03% NEW $126.76 -25.5%
494 NKE NIKE INC Consumer Cyclical 15,865.0 $1.1M 0.03% NEW $69.73 -39.2%
495 VTEB VANGUARD MUN BD FDS 22,071.0 $1.1M 0.03% NEW $50.07 -0.5%
496 BIL SPDR SERIES TRUST 11,887.0 $1.1M 0.03% NEW $91.75 -0.2%
497 OKE ONEOK INC NEW Energy 14,943.0 $1.1M 0.03% NEW $72.97 +30.5%
498 AFL AFLAC INC Financial Services 9,735.0 $1.1M 0.03% NEW $111.70 +4.9%
499 IGEB ISHARES TR 23,560.0 $1.1M 0.03% NEW $46.05 -2.8%
500 VST VISTRA CORP Utilities 5,530.0 $1.1M 0.03% NEW $195.92 -31.2%
Page 25 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%