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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 31 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 BOCT INNOVATOR ETFS TRUST 17,193.0 $832K 0.02% NEW $48.42 +8.1%
602 GM GENERAL MTRS CO Consumer Cyclical 13,604.0 $829K 0.02% NEW $60.97 +19.1%
603 CARR CARRIER GLOBAL CORPORATION Industrials 13,839.0 $826K 0.02% NEW $59.70 +2.9%
604 FGD FIRST TR EXCHANGE TRADED FD 28,692.0 $825K 0.02% NEW $28.75 +17.6%
605 FID FIRST TR EXCHANGE TRADED FD 41,802.0 $823K 0.02% NEW $19.70 +12.4%
606 SHYD VANECK ETF TRUST 35,829.0 $820K 0.02% NEW $22.90 -1.4%
607 IWD ISHARES TR 4,012.0 $817K 0.02% NEW $203.57 +14.8%
608 DSI ISHARES TR 6,479.0 $816K 0.02% NEW $125.95 +11.9%
609 LEU CENTRUS ENERGY CORP Energy 2,616.0 $811K 0.02% NEW $310.07 -45.5%
610 INNOVATOR ETFS TRUST 26,007.0 $801K 0.02% NEW $30.80
611 HYG ISHARES TR 9,856.0 $800K 0.02% NEW $81.19 -1.6%
612 MDIV FIRST TR EXCHANGE TRADED FD 49,552.0 $795K 0.02% NEW $16.04 +4.5%
613 INNOVATOR ETFS TRUST 28,563.0 $794K 0.02% NEW $27.80
614 MRVL MARVELL TECHNOLOGY INC Technology 9,431.0 $793K 0.02% NEW $84.07 +109.7%
615 RACE FERRARI N V Consumer Cyclical 1,629.0 $790K 0.02% NEW $485.10 -32.0%
616 RL RALPH LAUREN CORP Consumer Cyclical 2,520.0 $790K 0.02% NEW $313.57 +2.3%
617 GLDM WORLD GOLD TR Financial Services 10,272.0 $785K 0.02% NEW $76.45 +17.7%
618 APUE TRUST FOR PROFESSIONAL MANAG 19,156.0 $781K 0.02% NEW $40.78 +11.2%
619 INSTALLED BLDG PRODS INC 3,166.0 $781K 0.02% NEW $246.68
620 SPDW SPDR INDEX SHS FDS 18,248.0 $781K 0.02% NEW $42.79 +16.9%
Page 31 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%