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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 36 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 ATO ATMOS ENERGY CORP Utilities 3,852.0 $658K 0.02% NEW $170.73 +3.1%
702 BAUG INNOVATOR ETFS TRUST 13,339.0 $654K 0.02% NEW $48.99 +7.9%
703 OMFL INVESCO EXCH TRD SLF IDX FD 10,807.0 $651K 0.02% NEW $60.26 +12.1%
704 QXO QXO INC Industrials 34,062.0 $649K 0.02% NEW $19.06 -16.3%
705 TFC TRUIST FINL CORP Financial Services 14,108.0 $645K 0.02% NEW $45.72 +2.9%
706 GDXJ VANECK ETF TRUST 6,491.0 $643K 0.02% NEW $99.04 +14.5%
707 CPRT COPART INC Industrials 14,260.0 $641K 0.02% NEW $44.97 -26.4%
708 SVOL SIMPLIFY EXCHANGE TRADED FUN 35,615.0 $641K 0.02% NEW $18.00 -11.0%
709 SMR NUSCALE PWR CORP Utilities 17,795.0 $641K 0.02% NEW $36.00 -72.1%
710 VMBS VANGUARD SCOTTSDALE FDS 13,621.0 $640K 0.02% NEW $46.96 -1.0%
711 CMG CHIPOTLE MEXICAN GRILL INC Consumer Cyclical 16,316.0 $639K 0.02% NEW $39.19 -15.7%
712 VRTX VERTEX PHARMACEUTICALS INC Healthcare 1,632.0 $639K 0.02% NEW $391.61 +10.9%
713 FNX FIRST TR EXCHANGE-TRADED ALP 5,084.0 $638K 0.02% NEW $125.41 +9.5%
714 PFF ISHARES TR 20,147.0 $637K 0.02% NEW $31.62 -1.6%
715 IWN ISHARES TR 3,602.0 $637K 0.02% NEW $176.83 +18.0%
716 IXUS ISHARES TR 7,684.0 $635K 0.02% NEW $82.58 +14.6%
717 AOM ISHARES TR 13,325.0 $634K 0.02% NEW $47.58 +3.4%
718 FANG DIAMONDBACK ENERGY INC Energy 4,415.0 $632K 0.02% NEW $143.11 +45.2%
719 DAUG FIRST TR EXCHNG TRADED FD VI 14,325.0 $625K 0.02% NEW $43.63 +6.1%
720 IYH ISHARES TR 10,637.0 $625K 0.02% NEW $58.72 +5.4%
Page 36 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%