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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 40 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 QTEC FIRST TR EXCHANGE-TRADED FD 2,363.0 $543K 0.01% NEW $229.61 +28.0%
782 DFAC DIMENSIONAL ETF TRUST 14,045.0 $542K 0.01% NEW $38.57 +11.7%
783 CGMU CAPITAL GRP FIXED INCM ETF T 19,760.0 $539K 0.01% NEW $27.29 -0.5%
784 SKT TANGER INC Real Estate 15,903.0 $538K 0.01% NEW $33.84 +5.4%
785 FDLO FIDELITY COVINGTON TRUST 8,165.0 $538K 0.01% NEW $65.87 +5.6%
786 ELV ELEVANCE HEALTH INC FORMERLY Healthcare 1,662.0 $537K 0.01% NEW $323.22 +21.8%
787 DVOL FIRST TR EXCHANGE-TRADED FD 15,130.0 $536K 0.01% NEW $35.46 +3.4%
788 BJAN INNOVATOR ETFS TRUST 10,089.0 $535K 0.01% NEW $53.02 +9.7%
789 IAT ISHARES TR 10,165.0 $534K 0.01% NEW $52.53 +8.0%
790 DXPE DXP ENTERPRISES INC Industrials 4,483.0 $534K 0.01% NEW $119.07 +22.5%
791 TGT TARGET CORP Consumer Defensive 5,925.0 $531K 0.01% NEW $89.69 +36.4%
792 KKR KKR & CO INC Financial Services 4,070.0 $529K 0.01% NEW $129.96 -27.8%
793 FIRST TR EXCHANGE TRADED FD 25,460.0 $524K 0.01% NEW $20.60
794 SPTM SPDR SERIES TRUST 6,502.0 $524K 0.01% NEW $80.65 +11.0%
795 GPC GENUINE PARTS CO Consumer Cyclical 3,778.0 $524K 0.01% NEW $138.61 -31.6%
796 PDEC INNOVATOR ETFS TRUST 12,438.0 $523K 0.01% NEW $42.02 +8.1%
797 DKS DICKS SPORTING GOODS INC Consumer Cyclical 2,346.0 $521K 0.01% NEW $222.27 -1.7%
798 FIRST TR EXCHANGE TRADED FD 21,898.0 $519K 0.01% NEW $23.71
799 PSTG PURE STORAGE INC Technology 6,176.0 $518K 0.01% NEW $83.82 -20.1%
800 AMT AMERICAN TOWER CORP NEW Real Estate 2,685.0 $516K 0.01% NEW $192.36 -5.4%
Page 40 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%