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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 48 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
941 MPLX MPLX LP Energy 7,494.0 $374K 0.01% NEW $49.95 +9.6%
942 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 34,611.0 $373K 0.01% NEW $10.79 +8.9%
943 LIVE LIVE VENTURES INC Consumer Cyclical 20,325.0 $373K 0.01% NEW $18.37 -49.0%
944 DON WISDOMTREE TR 7,136.0 $373K 0.01% NEW $52.30 +4.1%
945 YMAR FIRST TR EXCHNG TRADED FD VI 14,200.0 $373K 0.01% NEW $26.26 +7.2%
946 HRL HORMEL FOODS CORP Consumer Defensive 15,048.0 $372K 0.01% NEW $24.74 -20.2%
947 MSCI MSCI INC Financial Services 654.0 $371K 0.01% NEW $567.40 -1.0%
948 RWL INVESCO EXCH TRADED FD TR II 3,349.0 $371K 0.01% NEW $110.66 +13.0%
949 DFLV DIMENSIONAL ETF TRUST 11,253.0 $370K 0.01% NEW $32.90 +16.3%
950 UVV UNIVERSAL CORP VA Consumer Defensive 6,596.0 $369K 0.01% NEW $55.87 -4.3%
951 DIVI FRANKLIN TEMPLETON ETF TR 9,859.0 $368K 0.01% NEW $37.31 +14.0%
952 SPLB SPDR SERIES TRUST 15,899.0 $368K 0.01% NEW $23.12 -5.3%
953 PECO PHILLIPS EDISON & CO INC Real Estate 10,696.0 $367K 0.01% NEW $34.33 +14.4%
954 BFEB INNOVATOR ETFS TRUST 7,765.0 $367K 0.01% NEW $47.25 +10.0%
955 ELF E L F BEAUTY INC Consumer Defensive 2,758.0 $365K 0.01% NEW $132.48 -57.4%
956 FITB FIFTH THIRD BANCORP Financial Services 8,199.0 $365K 0.01% NEW $44.55 +6.3%
957 OBIL RBB FD INC 7,261.0 $365K 0.01% NEW $50.30 -0.4%
958 PKB INVESCO EXCHANGE TRADED FD T 3,791.0 $362K 0.01% NEW $95.61 +5.4%
959 HSCZ ISHARES TR 9,563.0 $360K 0.01% NEW $37.62 +13.1%
960 PBR PETROLEO BRASILEIRO SA PETRO Energy 28,123.0 $359K 0.01% NEW $12.76 +56.2%
Page 48 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%