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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 14 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 NOBL PROSHARES TR 27,271.0 $2.8M 0.08% -14K -33.9% $104.07 +3.1%
262 AEM AGNICO EAGLE MINES LTD Basic Materials 15,882.0 $2.8M 0.08% +10K +163.2% $177.20 +0.3%
263 BINC BLACKROCK ETF TRUST II 52,554.0 $2.8M 0.08% +4K +8.3% $52.85 -1.3%
264 FSK FS KKR CAP CORP Financial Services 186,121.0 $2.7M 0.08% -20K -9.6% $14.77 -26.0%
265 VTIP VANGUARD MALVERN FDS 55,139.0 $2.7M 0.07% +3K +5.2% $49.46 +1.6%
266 ASML ASML HOLDING N V Technology 2,537.0 $2.7M 0.07% +936.0 +58.5% $1070.05 +48.8%
267 FIRST TR EXCH TRADED FD III 38,170.0 $2.7M 0.07% -3K -8.0% $70.99
268 VXUS VANGUARD STAR FDS 35,914.0 $2.7M 0.07% +5K +16.5% $75.44 +12.1%
269 CION CION INVT CORP Financial Services 280,046.0 $2.7M 0.07% +3K +1.1% $9.67 -31.7%
270 AMLP ALPS ETF TR 57,393.0 $2.7M 0.07% -2K -3.5% $47.02 +15.2%
271 GD GENERAL DYNAMICS CORP Industrials 7,980.0 $2.7M 0.07% -191.0 -2.3% $336.66 +0.6%
272 NOW SERVICENOW INC Technology 16,071.0 $2.7M 0.07% +12K +330.3% $165.35 -39.7%
273 UPS UNITED PARCEL SERVICE INC Industrials 26,781.0 $2.7M 0.07% +8K +43.3% $99.21 -0.3%
274 IDCC INTERDIGITAL INC Technology 8,321.0 $2.6M 0.07% +3K +43.3% $318.37 -16.1%
275 IUSG ISHARES TR 15,611.0 $2.6M 0.07% +1K +7.1% $167.94 +11.1%
276 TBIL RBB FD INC 52,430.0 $2.6M 0.07% -6K -11.0% $49.98 -0.0%
277 ABT ABBOTT LABS Healthcare 20,872.0 $2.6M 0.07% -9K -30.2% $125.29 -29.9%
278 MISL FIRST TR EXCHANGE-TRADED FD 60,718.0 $2.6M 0.07% -1K -1.6% $42.79 +6.7%
279 TCHP T ROWE PRICE ETF INC 51,637.0 $2.6M 0.07% +32K +167.5% $49.86 +3.4%
280 GLW CORNING INC Technology 29,264.0 $2.6M 0.07% +18K +165.1% $87.56 +119.2%
Page 14 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%