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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 16 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 ENB ENBRIDGE INC Energy 47,806.0 $2.3M 0.06% -1K -2.5% $47.83 +20.8%
302 MGK VANGUARD WORLD FD 5,526.0 $2.3M 0.06% -162.0 -2.9% $412.77 -78.5%
303 LVHI LEGG MASON ETF INVT 61,733.0 $2.3M 0.06% +640.0 +1.1% $36.82 +13.0%
304 SPG SIMON PPTY GROUP INC NEW Real Estate 12,262.0 $2.3M 0.06% +4K +48.6% $185.10 +10.3%
305 KHC KRAFT HEINZ CO Consumer Defensive 93,041.0 $2.3M 0.06% -1K -1.3% $24.25 -2.9%
306 BND VANGUARD BD INDEX FDS 30,361.0 $2.2M 0.06% +3K +9.8% $74.07 -1.5%
307 ANET ARISTA NETWORKS INC Technology 16,188.0 $2.2M 0.06% -9K -36.9% $138.81 +7.0%
308 SRLN SSGA ACTIVE ETF TR 54,056.0 $2.2M 0.06% +4K +7.4% $41.27 -1.9%
309 RMIF ETF SER SOLUTIONS 89,811.0 $2.2M 0.06% +3K +3.6% $24.79 -2.2%
310 MAIN MAIN STR CAP CORP Financial Services 36,640.0 $2.2M 0.06% -1K -3.9% $60.39 -15.5%
311 PRF INVESCO EXCHANGE TRADED FD T 46,165.0 $2.2M 0.06% -761.0 -1.6% $47.60 +11.0%
312 IDEV ISHARES TR 26,628.0 $2.2M 0.06% +783.0 +3.0% $82.48 +8.9%
313 IUSB ISHARES TR 47,003.0 $2.2M 0.06% -3K -5.1% $46.54 -1.5%
314 SPYG SPDR SERIES TRUST 11,233.0 $2.2M 0.06% +109.0 +1.0% $194.66 -39.2%
315 LQDA LIQUIDIA CORPORATION Healthcare 63,030.0 $2.2M 0.06% -8K -11.1% $34.49 +79.7%
316 IWV ISHARES TR 5,599.0 $2.2M 0.06% +234.0 +4.4% $386.86 +8.7%
317 PFXF VANECK ETF TRUST 121,770.0 $2.2M 0.06% +13K +11.9% $17.77 +3.7%
318 MGV VANGUARD WORLD FD 15,187.0 $2.1M 0.06% +346.0 +2.3% $141.22 +10.3%
319 INTC INTEL CORP Technology 58,063.0 $2.1M 0.06% +10K +19.7% $36.90 +221.1%
320 SPYI NEOS ETF TRUST 40,621.0 $2.1M 0.06% +31K +335.9% $52.74 +1.0%
Page 16 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%