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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 17 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 FDVV FIDELITY COVINGTON TRUST 37,768.0 $2.1M 0.06% +3K +10.1% $56.69 +6.1%
322 VLO VALERO ENERGY CORP Energy 13,125.0 $2.1M 0.06% +308.0 +2.4% $162.78 +55.9%
323 GRID FIRST TR EXCHANGE TRADED FD 13,846.0 $2.1M 0.06% +783.0 +6.0% $153.02 +24.8%
324 CGXU CAPITAL GROUP INTL FOCUS EQT 71,672.0 $2.1M 0.06% +27K +60.7% $29.55 +13.6%
325 NEM NEWMONT CORP Basic Materials 21,175.0 $2.1M 0.06% +8K +59.8% $99.85 +8.5%
326 BKLC BNY MELLON ETF TRUST 16,039.0 $2.1M 0.06% +1K +8.6% $130.80 +8.8%
327 BSCT INVESCO EXCH TRD SLF IDX FD 110,381.0 $2.1M 0.06% +9K +8.9% $18.84 -1.5%
328 CPB THE CAMPBELLS COMPANY Consumer Defensive 73,690.0 $2.1M 0.06% +4K +6.3% $27.87 -28.1%
329 PDBC INVESCO ACTVELY MNGD ETC FD 154,836.0 $2.1M 0.06% +16K +11.2% $13.25 +38.2%
330 NKE NIKE INC Consumer Cyclical 32,067.0 $2.0M 0.06% +16K +102.1% $63.72 -30.3%
331 SOXX ISHARES TR 8,550.0 $2.0M 0.06% +268.0 +3.2% $237.29 +121.3%
332 ET ENERGY TRANSFER L P Energy 122,619.0 $2.0M 0.06% -6K -4.8% $16.49 +21.4%
333 TMO THERMO FISHER SCIENTIFIC INC Healthcare 3,496.0 $2.0M 0.06% +179.0 +5.4% $577.02 -21.7%
334 RWK INVESCO EXCH TRADED FD TR II 15,930.0 $2.0M 0.06% -1K -7.4% $126.46 +8.7%
335 DTM DT MIDSTREAM INC Energy 16,813.0 $2.0M 0.06% +1K +8.2% $119.69 +24.7%
336 OUNZ VANECK MERK GOLD ETF Financial Services 48,589.0 $2.0M 0.06% -5K -9.9% $41.00 +6.5%
337 FV FIRST TR EXCHANGE TRADED FD 31,350.0 $2.0M 0.05% -2K -6.7% $62.92 +12.2%
338 JMTG J P MORGAN EXCHANGE TRADED F 38,301.0 $2.0M 0.05% +2K +4.6% $51.06 -1.4%
339 JVAL J P MORGAN EXCHANGE TRADED F 39,762.0 $2.0M 0.05% -706.0 -1.7% $49.08 +12.7%
340 CAH CARDINAL HEALTH INC Healthcare 9,461.0 $1.9M 0.05% +3K +42.2% $205.49 -2.4%
Page 17 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%