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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 19 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 SBUX STARBUCKS CORP Consumer Cyclical 20,736.0 $1.7M 0.05% -1K -5.6% $84.21 +26.5%
362 FNCL FIDELITY COVINGTON TRUST 21,374.0 $1.7M 0.05% -421.0 -1.9% $78.86 -6.4%
363 SYLD CAMBRIA ETF TR 24,245.0 $1.7M 0.05% +692.0 +2.9% $69.52 +12.6%
364 VDE VANGUARD WORLD FD 13,276.0 $1.7M 0.05% $125.62 +33.2%
365 AGZD WISDOMTREE TR 74,169.0 $1.7M 0.05% +1K +1.6% $22.49 +0.7%
366 URI UNITED RENTALS INC Industrials 2,058.0 $1.7M 0.05% -38.0 -1.8% $809.50 +15.7%
367 MNST MONSTER BEVERAGE CORP NEW Consumer Defensive 21,709.0 $1.7M 0.05% +3K +14.9% $76.67 +12.6%
368 KMB KIMBERLY-CLARK CORP Consumer Defensive 16,442.0 $1.7M 0.05% +714.0 +4.5% $101.09 -2.3%
369 BUFQ FIRST TR EXCHNG TRADED FD VI 78,927.0 $1.6M 0.04% +4K +5.7% $20.86 +86.8%
370 FMB FIRST TR EXCH TRADED FD III 32,176.0 $1.6M 0.04% -3K -8.0% $51.14 -1.0%
371 C CITIGROUP INC Financial Services 14,070.0 $1.6M 0.04% -1K -6.9% $116.69 +7.3%
372 FDX FEDEX CORP Industrials 5,638.0 $1.6M 0.04% +3K +81.6% $288.89 +34.6%
373 DGRW WISDOMTREE TR 18,151.0 $1.6M 0.04% +418.0 +2.4% $89.43 +7.3%
374 DELL DELL TECHNOLOGIES INC Technology 13,090.0 $1.6M 0.04% +2K +23.0% $123.96 +104.0%
375 TJX TJX COS INC NEW Consumer Cyclical 10,540.0 $1.6M 0.04% +231.0 +2.2% $153.20 +3.9%
376 KR KROGER CO Consumer Defensive 25,738.0 $1.6M 0.04% +2K +6.2% $62.63 +7.1%
377 BEN FRANKLIN RESOURCES INC Financial Services 67,340.0 $1.6M 0.04% $23.89 +29.2%
378 IOCT INNOVATOR ETFS TRUST 46,093.0 $1.6M 0.04% NEW $34.84 +5.1%
379 ADBE ADOBE INC Technology 4,582.0 $1.6M 0.04% +406.0 +9.7% $349.96 -30.2%
380 GSK GSK PLC Healthcare 32,519.0 $1.6M 0.04% +644.0 +2.0% $49.04 +5.1%
Page 19 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%