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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 24 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 FPEI FIRST TR EXCH TRADED FD III 65,090.0 $1.3M 0.04% -538.0 -0.8% $19.39 -1.3%
462 SRPT SAREPTA THERAPEUTICS INC Healthcare 58,545.0 $1.3M 0.04% +36K +163.2% $21.52 -20.4%
463 SKYY FIRST TR EXCHANGE TRADED FD 9,670.0 $1.3M 0.04% +71.0 +0.7% $130.08 -0.2%
464 PSC PRINCIPAL EXCHANGE TRADED FD 21,317.0 $1.3M 0.04% -427.0 -2.0% $58.99 +8.4%
465 IETC ISHARES U S ETF TR 12,351.0 $1.3M 0.04% +258.0 +2.1% $101.59 +6.0%
466 AGNC AGNC INVT CORP Real Estate 116,970.0 $1.3M 0.04% $10.73 -4.3%
467 CENX CENTURY ALUM CO Basic Materials 31,870.0 $1.2M 0.03% NEW $39.18 +54.3%
468 NXTG FIRST TR EXCHANGE-TRADED FD 11,585.0 $1.2M 0.03% +547.0 +5.0% $107.77 +36.7%
469 HELO J P MORGAN EXCHANGE TRADED F 18,582.0 $1.2M 0.03% -1K -5.1% $66.43 +2.0%
470 FVAL FIDELITY COVINGTON TRUST 16,996.0 $1.2M 0.03% -4K -18.5% $72.27 +8.0%
471 POWL POWELL INDS INC Industrials 3,821.0 $1.2M 0.03% -4K -51.1% $318.82 -15.0%
472 JANW AIM ETF PRODUCTS TRUST 32,857.0 $1.2M 0.03% +744.0 +2.3% $37.01 +3.8%
473 AOR ISHARES TR 18,668.0 $1.2M 0.03% +3K +17.1% $65.01 +5.6%
474 ADP AUTOMATIC DATA PROCESSING IN Industrials 4,717.0 $1.2M 0.03% +83.0 +1.8% $257.24 -14.4%
475 OLED UNIVERSAL DISPLAY CORP Technology 10,390.0 $1.2M 0.03% +103.0 +1.0% $116.50 -21.4%
476 FIRST TR EXCHANGE TRADED FD 58,097.0 $1.2M 0.03% +33K +128.2% $20.82
477 OKE ONEOK INC NEW Energy 16,313.0 $1.2M 0.03% +1K +9.2% $73.50 +26.0%
478 FAST FASTENAL CO Industrials 29,708.0 $1.2M 0.03% -3K -9.6% $40.13 +8.5%
479 BSX BOSTON SCIENTIFIC CORP Healthcare 12,487.0 $1.2M 0.03% -5K -28.2% $95.35 -40.1%
480 SPYV SPDR SERIES TRUST 20,954.0 $1.2M 0.03% -257.0 -1.2% $56.81 +6.7%
Page 24 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%