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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 25 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 GRNY TIDAL TRUST I 47,951.0 $1.2M 0.03% NEW $24.76 +8.5%
482 USTB VICTORY PORTFOLIOS II 23,130.0 $1.2M 0.03% +895.0 +4.0% $50.84 -0.6%
483 GM GENERAL MTRS CO Consumer Cyclical 14,384.0 $1.2M 0.03% +780.0 +5.7% $81.32 -5.1%
484 PATH UIPATH INC Technology 70,717.0 $1.2M 0.03% NEW $16.39 -35.5%
485 ITW ILLINOIS TOOL WKS INC Industrials 4,696.0 $1.2M 0.03% -56.0 -1.2% $246.33 +1.5%
486 MSTR STRATEGY INC Technology 7,419.0 $1.2M 0.03% -64.0 -0.9% $155.74 +5.9%
487 JPIE J P MORGAN EXCHANGE TRADED F 24,862.0 $1.2M 0.03% -9K -26.8% $46.29 -0.8%
488 EPD ENTERPRISE PRODS PARTNERS L Energy 35,645.0 $1.1M 0.03% +2K +5.4% $32.06 +23.1%
489 BAPR INNOVATOR ETFS TRUST 23,687.0 $1.1M 0.03% $47.98 +10.0%
490 CB CHUBB LIMITED Financial Services 3,623.0 $1.1M 0.03% -111.0 -3.0% $312.16 +5.8%
491 CIFR CIPHER MINING INC Financial Services 76,592.0 $1.1M 0.03% -2K -3.0% $14.76 +45.8%
492 FIRST TR EXCHNG TRADED FD VI 51,154.0 $1.1M 0.03% -1K -2.8% $22.05
493 SGOL ETFS GOLD TR Financial Services 27,559.0 $1.1M 0.03% $40.92 +5.7%
494 MBB ISHARES TR 11,806.0 $1.1M 0.03% $95.22 -1.4%
495 IBDR ISHARES TR 46,324.0 $1.1M 0.03% NEW $24.23 -0.0%
496 HTGC HERCULES CAPITAL INC Financial Services 59,352.0 $1.1M 0.03% +7K +13.2% $18.82 -17.8%
497 BBHY J P MORGAN EXCHANGE TRADED F 23,910.0 $1.1M 0.03% +2K +6.9% $46.50 -1.1%
498 ROP ROPER TECHNOLOGIES INC Industrials 2,482.0 $1.1M 0.03% +459.0 +22.7% $446.81 -26.4%
499 FSIG FIRST TR EXCHANGE-TRADED FD 57,606.0 $1.1M 0.03% -14K -19.3% $19.19 -1.8%
500 SHLD GLOBAL X FDS 16,946.0 $1.1M 0.03% +1K +7.1% $64.80 -0.7%
Page 25 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%