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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 27 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 BKLN INVESCO EXCH TRADED FD TR II 49,310.0 $1.0M 0.03% -328.0 -0.7% $21.00 -2.4%
522 AIQ GLOBAL X FDS 20,223.0 $1.0M 0.03% +8K +71.0% $51.08 +22.6%
523 IWD ISHARES TR 4,903.0 $1.0M 0.03% +891.0 +22.2% $210.35 +11.6%
524 NVDL GRANITESHARES ETF TR 11,645.0 $1.0M 0.03% +545.0 +4.9% $88.01 +26.3%
525 ASCENDIS PHARMA A/S 4,784.0 $1.0M 0.03% -3K -37.1% $213.24
526 DLTR DOLLAR TREE INC Consumer Defensive 8,293.0 $1.0M 0.03% NEW $123.01 -22.2%
527 FDHY FIDELITY COVINGTON TRUST 20,554.0 $1.0M 0.03% -368.0 -1.8% $49.33 -0.5%
528 TMUS T-MOBILE US INC Communication Services 4,971.0 $1.0M 0.03% -7K -58.1% $203.06 -6.4%
529 RUM RUMBLE INC Technology 159,350.0 $1.0M 0.03% -30K -15.7% $6.31 +16.7%
530 VST VISTRA CORP Utilities 5,542.0 $1.0M 0.03% $181.46 -20.6%
531 FICS FIRST TR EXCHANGE TRADED FD 25,060.0 $1.0M 0.03% +5K +22.5% $40.11 +2.4%
532 VTWV VANGUARD SCOTTSDALE FDS 6,269.0 $1.0M 0.03% $159.93 +15.7%
533 FLRN SPDR SERIES TRUST 32,487.0 $998K 0.03% +9K +35.6% $30.73 +0.3%
534 DHR DANAHER CORPORATION Healthcare 4,366.0 $993K 0.03% -922.0 -17.4% $227.38 -23.8%
535 BP BP PLC Energy 28,549.0 $991K 0.03% -663.0 -2.3% $34.73 +29.2%
536 XHB SPDR SERIES TRUST 9,592.0 $988K 0.03% +797.0 +9.1% $102.96 -3.3%
537 UEVM VICTORY PORTFOLIOS II 17,782.0 $986K 0.03% +638.0 +3.7% $55.44 +6.8%
538 DD DUPONT DE NEMOURS INC Basic Materials 24,372.0 $983K 0.03% +8K +47.7% $40.35 +16.8%
539 ILMN ILLUMINA INC Healthcare 7,493.0 $983K 0.03% NEW $131.16 +10.4%
540 SOUN SOUNDHOUND AI INC Technology 98,115.0 $978K 0.03% -4K -3.9% $9.97 -15.2%
Page 27 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%