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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 30 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 INDA ISHARES TR 16,343.0 $883K 0.02% $54.05 -11.1%
582 CGCV CAPITAL GROUP CONSERVATIVE E 28,928.0 $882K 0.02% +10K +52.8% $30.49 +4.9%
583 APUE TRUST FOR PROFESSIONAL MANAG 20,991.0 $875K 0.02% +2K +9.6% $41.67 +9.0%
584 FLQM FRANKLIN TEMPLETON ETF TR 15,540.0 $874K 0.02% +5K +46.4% $56.26 +0.2%
585 MLYS MINERALYS THERAPEUTICS INC Healthcare 24,000.0 $871K 0.02% NEW $36.29 -16.7%
586 RMBS RAMBUS INC DEL Technology 9,460.0 $871K 0.02% +4K +80.4% $92.03 +45.1%
587 TGRW T ROWE PRICE ETF INC 18,915.0 $870K 0.02% +578.0 +3.1% $46.01 +3.9%
588 RB GLOBAL INC 8,416.0 $866K 0.02% +114.0 +1.4% $102.87
589 IDU ISHARES TR 7,984.0 $865K 0.02% +2K +23.2% $108.35 +4.8%
590 SHYD VANECK ETF TRUST 37,713.0 $864K 0.02% +2K +5.3% $22.91 -1.5%
591 MAR MARRIOTT INTL INC NEW Consumer Cyclical 2,770.0 $860K 0.02% -123.0 -4.2% $310.29 +19.4%
592 IDXX IDEXX LABS INC Healthcare 1,269.0 $859K 0.02% +102.0 +8.7% $676.53 -18.2%
593 XEL XCEL ENERGY INC Utilities 11,618.0 $858K 0.02% $73.86 +8.1%
594 APH AMPHENOL CORP NEW Technology 6,359.0 $858K 0.02% +4K +213.4% $134.85 -7.4%
595 BOCT INNOVATOR ETFS TRUST 17,298.0 $855K 0.02% +105.0 +0.6% $49.42 +6.1%
596 EIX EDISON INTL Utilities 14,167.0 $850K 0.02% +287.0 +2.1% $60.02 +17.2%
597 EMR EMERSON ELEC CO Industrials 6,387.0 $848K 0.02% -463.0 -6.8% $132.72 +1.6%
598 PAYX PAYCHEX INC Industrials 7,548.0 $847K 0.02% -1K -13.9% $112.18 -16.0%
599 DCOR DIMENSIONAL ETF TRUST 11,485.0 $846K 0.02% NEW $73.63 +9.3%
600 VIS VANGUARD WORLD FD 2,832.0 $845K 0.02% -287.0 -9.2% $298.43 +11.7%
Page 30 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%