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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 33 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 FNDX SCHWAB STRATEGIC TR 27,388.0 $745K 0.02% -10K -27.0% $27.21 +12.4%
642 JMUB J P MORGAN EXCHANGE TRADED F 14,679.0 $741K 0.02% +3K +21.8% $50.50 -1.1%
643 ECG EVERUS CONSTR GROUP Industrials 8,640.0 $739K 0.02% NEW $85.56 +76.1%
644 ADI ANALOG DEVICES INC Technology 2,715.0 $736K 0.02% +385.0 +16.5% $271.21 +41.7%
645 SPLV INVESCO EXCH TRADED FD TR II 10,273.0 $734K 0.02% +183.0 +1.8% $71.42 +3.2%
646 HYG ISHARES TR 9,092.0 $733K 0.02% -764.0 -7.8% $80.63 -0.9%
647 SPGM SPDR INDEX SHS FDS 9,538.0 $732K 0.02% -149.0 -1.5% $76.71 +10.8%
648 OHI OMEGA HEALTHCARE INVS INC Real Estate 16,479.0 $731K 0.02% +125.0 +0.8% $44.34 +8.8%
649 DLR DIGITAL RLTY TR INC Real Estate 4,721.0 $730K 0.02% -461.0 -8.9% $154.70 +25.6%
650 YUM YUM BRANDS INC Consumer Cyclical 4,816.0 $729K 0.02% $151.28 +0.9%
651 AEP AMERICAN ELEC PWR CO INC Utilities 6,296.0 $726K 0.02% -1K -18.9% $115.32 +12.4%
652 ECH ISHARES INC 17,918.0 $725K 0.02% +5K +38.4% $40.48 +0.7%
653 VCR VANGUARD WORLD FD 1,836.0 $723K 0.02% -266.0 -12.7% $393.91 -0.3%
654 FLEX FLEX LTD Technology 11,965.0 $723K 0.02% NEW $60.42 +116.9%
655 FIXD FIRST TR EXCHNG TRADED FD VI 16,154.0 $716K 0.02% -19K -54.7% $44.32 -2.4%
656 BJUN INNOVATOR ETFS TRUST 15,270.0 $714K 0.02% $46.74 +4.5%
657 KKR KKR & CO INC Financial Services 4,345.0 $713K 0.02% +275.0 +6.8% $164.11 -42.3%
658 DDWM WISDOMTREE TR 16,372.0 $713K 0.02% -2K -8.8% $43.54 +6.8%
659 TDVG T ROWE PRICE ETF INC 15,769.0 $709K 0.02% +537.0 +3.5% $44.97 +5.6%
660 SPHD INVESCO EXCH TRADED FD TR II 14,772.0 $709K 0.02% -753.0 -4.8% $48.00 +4.5%
Page 33 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%