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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 34 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 THC TENET HEALTHCARE CORP Healthcare 3,568.0 $709K 0.02% +212.0 +6.3% $198.72 -5.7%
662 TRFK PACER FDS TR 11,055.0 $708K 0.02% +6K +125.4% $64.06 +45.5%
663 EFC ELLINGTON FINANCIAL INC Real Estate 52,146.0 $708K 0.02% +1K +2.6% $13.58 -0.1%
664 AHR AMERICAN HEALTHCARE REIT INC Real Estate 14,969.0 $704K 0.02% +639.0 +4.5% $47.06 +6.5%
665 QXO QXO INC Industrials 36,468.0 $703K 0.02% +2K +7.1% $19.29 -10.7%
666 NVS NOVARTIS AG Healthcare 5,097.0 $703K 0.02% -6K -54.4% $137.86 +10.1%
667 JCPB J P MORGAN EXCHANGE TRADED F 14,836.0 $702K 0.02% +153.0 +1.0% $47.35 -1.6%
668 SLYG SPDR SERIES TRUST 9,408.0 $702K 0.02% +526.0 +5.9% $74.63 +43.7%
669 NTRA NATERA INC Healthcare 3,056.0 $700K 0.02% NEW $229.09 -11.1%
670 MDIV FIRST TR EXCHANGE TRADED FD 44,304.0 $696K 0.02% -5K -10.6% $15.72 +5.7%
671 VCLT VANGUARD SCOTTSDALE FDS 9,168.0 $695K 0.02% -734.0 -7.4% $75.85 -2.2%
672 SIVR ABRDN SILVER ETF TRUST Financial Services 10,238.0 $693K 0.02% +3K +46.2% $67.64 +7.9%
673 OMFL INVESCO EXCH TRD SLF IDX FD 11,326.0 $692K 0.02% +519.0 +4.8% $61.13 +10.7%
674 SMCI SUPER MICRO COMPUTER INC Technology 23,674.0 $691K 0.02% -2K -8.7% $29.21 +14.6%
675 CGCB CAPITAL GRP FIXED INCM ETF T 26,063.0 $691K 0.02% +567.0 +2.2% $26.52 -1.8%
676 AOM ISHARES TR 14,441.0 $689K 0.02% +1K +8.4% $47.73 +3.3%
677 SFLR INNOVATOR ETFS TRUST 18,686.0 $689K 0.02% $36.86 +3.6%
678 HII HUNTINGTON INGALLS INDS INC Industrials 2,022.0 $687K 0.02% -25.0 -1.2% $339.99 -6.6%
679 CMG CHIPOTLE MEXICAN GRILL INC Consumer Cyclical 19,622.0 $687K 0.02% +3K +20.3% $35.02 -6.3%
680 SPEM SPDR INDEX SHS FDS 14,669.0 $687K 0.02% +3K +22.8% $46.81 +9.1%
Page 34 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%