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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 36 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 IWN ISHARES TR 3,613.0 $655K 0.02% $181.21 +15.8%
702 IXUS ISHARES TR 7,734.0 $655K 0.02% +50.0 +0.7% $84.64 +12.4%
703 SHW SHERWIN WILLIAMS CO Basic Materials 2,019.0 $654K 0.02% +362.0 +21.9% $324.05 -5.0%
704 ALAB ASTERA LABS INC Technology 3,918.0 $652K 0.02% -19K -82.9% $166.36 +79.0%
705 IUS INVESCO EXCH TRD SLF IDX FD 11,321.0 $647K 0.02% +391.0 +3.6% $57.16 +12.9%
706 VMBS VANGUARD SCOTTSDALE FDS 13,730.0 $646K 0.02% +109.0 +0.8% $47.08 -1.2%
707 HALO HALOZYME THERAPEUTICS INC Healthcare 9,592.0 $646K 0.02% +2K +22.2% $67.30 +1.8%
708 ATO ATMOS ENERGY CORP Utilities 3,839.0 $644K 0.02% $167.64 +5.9%
709 RAPT THERAPEUTICS INC 19,000.0 $644K 0.02% NEW $33.87
710 JPEM J P MORGAN EXCHANGE TRADED F 10,595.0 $643K 0.02% +868.0 +8.9% $60.73 +5.4%
711 XLRE SELECT SECTOR SPDR TR 15,892.0 $641K 0.02% -1K -7.6% $40.35 +10.3%
712 LNG CHENIERE ENERGY INC Energy 3,258.0 $640K 0.02% -17.0 -0.5% $196.56 +22.3%
713 FORTINET INC 7,939.0 $639K 0.02% +603.0 +8.2% $80.50
714 DAUG FIRST TR EXCHNG TRADED FD VI 14,325.0 $635K 0.02% $44.34 +4.6%
715 FSMB FIRST TR EXCH TRADED FD III 31,553.0 $632K 0.02% NEW $20.05 -0.7%
716 TFC TRUIST FINL CORP Financial Services 12,808.0 $630K 0.02% -1K -9.2% $49.21 -2.5%
717 PBI PITNEY BOWES INC Industrials 59,345.0 $627K 0.02% -1K -1.7% $10.57 +46.7%
718 CSPF COHEN & STEERS ETF TRUST 24,150.0 $626K 0.02% NEW $25.92 +0.3%
719 VOX VANGUARD WORLD FD 3,217.0 $623K 0.02% -706.0 -18.0% $193.60 +1.2%
720 FIIG FIRST TR EXCHANGE-TRADED FD 29,249.0 $620K 0.02% -26K -47.0% $21.20 -3.2%
Page 36 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%