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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 37 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 PFF ISHARES TR 19,947.0 $618K 0.02% -200.0 -1.0% $30.96 +0.6%
722 CENCORA INC 1,825.0 $617K 0.02% $337.82
723 UTES ETFIS SER TR I 7,730.0 $610K 0.02% NEW $78.95 +1.6%
724 HP HELMERICH & PAYNE INC Energy 21,182.0 $607K 0.02% $28.68 +38.1%
725 OUSA ALPS ETF TR 10,517.0 $607K 0.02% +120.0 +1.1% $57.70 +1.5%
726 TGT TARGET CORP Consumer Defensive 6,197.0 $606K 0.02% +272.0 +4.6% $97.75 +25.1%
727 GNW GENWORTH FINL INC Financial Services 66,974.0 $605K 0.02% -457.0 -0.7% $9.03 +2.5%
728 GCC WISDOMTREE TR 28,379.0 $600K 0.02% $21.15 +20.3%
729 SWK STANLEY BLACK & DECKER INC Industrials 8,077.0 $600K 0.02% +411.0 +5.4% $74.28 +0.9%
730 FDLO FIDELITY COVINGTON TRUST 8,976.0 $599K 0.02% +811.0 +9.9% $66.75 +4.6%
731 FNV FRANCO NEV CORP Basic Materials 1,591.0 $599K 0.02% -258.0 -13.9% $376.54 -40.0%
732 RSG REPUBLIC SVCS INC Industrials 2,821.0 $598K 0.02% -173.0 -5.8% $211.93 +0.1%
733 REGN REGENERON PHARMACEUTICALS Healthcare 774.0 $597K 0.02% +260.0 +50.6% $771.37 -15.8%
734 PACER FDS TR 15,915.0 $597K 0.02% -8K -33.6% $37.49
735 CGMU CAPITAL GRP FIXED INCM ETF T 21,770.0 $596K 0.02% +2K +10.2% $27.38 -0.7%
736 FIRST TR EXCHNG TRADED FD VI 16,031.0 $590K 0.02% $36.83
737 DUSA DAVIS FUNDAMENTAL ETF TR 11,503.0 $588K 0.02% $51.13 +8.8%
738 COPX GLOBAL X FDS 8,068.0 $588K 0.02% $72.83 +14.0%
739 CCL CARNIVAL CORP Consumer Cyclical 19,239.0 $588K 0.02% -487.0 -2.5% $30.54 -14.3%
740 FNY FIRST TR EXCHANGE-TRADED ALP 6,441.0 $587K 0.02% +228.0 +3.7% $91.19 +11.5%
Page 37 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%