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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 39 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 FTSL FIRST TR EXCHANGE-TRADED FD 11,966.0 $549K 0.01% -700.0 -5.5% $45.88 -2.1%
762 AIFD TCW ETF TRUST 14,568.0 $547K 0.01% +971.0 +7.1% $37.58 +35.5%
763 VICI VICI PPTYS INC Real Estate 19,379.0 $545K 0.01% +2K +9.5% $28.12 +1.0%
764 UITB VICTORY PORTFOLIOS II 11,507.0 $545K 0.01% -1K -10.0% $47.36 -1.9%
765 FDNI FIRST TR EXCHANGE TRADED FD 16,040.0 $544K 0.01% $33.92 -18.8%
766 LIN LINDE PLC Basic Materials 1,283.0 $544K 0.01% +73.0 +6.0% $423.88 +21.4%
767 FQAL FIDELITY COVINGTON TRUST 7,190.0 $543K 0.01% -87.0 -1.2% $75.59 +6.2%
768 GEHC GE HEALTHCARE TECHNOLOGIES I Healthcare 6,591.0 $541K 0.01% -885.0 -11.8% $82.02 -21.6%
769 CRWV COREWEAVE INC Technology 7,532.0 $539K 0.01% +5K +155.5% $71.59 +50.3%
770 NI NISOURCE INC Utilities 12,912.0 $539K 0.01% -1K -8.2% $41.76 +14.2%
771 KTOS KRATOS DEFENSE & SEC SOLUTIO Industrials 7,062.0 $536K 0.01% -409.0 -5.5% $75.91 -28.0%
772 FIRST TR EXCHNG TRADED FD VI 24,559.0 $536K 0.01% -1K -4.5% $21.82
773 GDXJ VANECK ETF TRUST 4,706.0 $535K 0.01% -2K -27.5% $113.78 -1.4%
774 DVOL FIRST TR EXCHANGE-TRADED FD 15,202.0 $533K 0.01% $35.03 +3.9%
775 FANG DIAMONDBACK ENERGY INC Energy 3,526.0 $530K 0.01% -889.0 -20.1% $150.31 +33.7%
776 ADPT ADAPTIVE BIOTECHNOLOGIES COR Healthcare 32,550.0 $529K 0.01% +20K +150.1% $16.24 -14.6%
777 BDEC INNOVATOR ETFS TRUST 10,665.0 $529K 0.01% +243.0 +2.3% $49.56 +6.3%
778 SPTM SPDR SERIES TRUST 6,387.0 $527K 0.01% -115.0 -1.8% $82.50 +9.1%
779 CRH PLC 4,212.0 $526K 0.01% +48.0 +1.1% $124.80
780 ARKW ARK ETF TR 3,555.0 $525K 0.01% +1K +54.8% $147.74 -1.6%
Page 39 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%