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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 40 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 BSEP INNOVATOR ETFS TRUST 10,652.0 $525K 0.01% $49.25 +5.4%
782 IAGG ISHARES TR 10,474.0 $524K 0.01% +546.0 +5.5% $50.01 -0.4%
783 ABNB AIRBNB INC Consumer Cyclical 3,838.0 $521K 0.01% +49.0 +1.3% $135.71 -5.2%
784 DFCF DIMENSIONAL ETF TRUST 12,180.0 $518K 0.01% +167.0 +1.4% $42.56 -2.2%
785 BLOCK INC 7,934.0 $516K 0.01% -10K -54.9% $65.09
786 OKLO OKLO INC Utilities 7,175.0 $515K 0.01% +3K +57.2% $71.76 -20.2%
787 ICOP ISHARES TR 11,572.0 $513K 0.01% NEW $44.32 +13.2%
788 FFLC FIDELITY COVINGTON TRUST 9,600.0 $512K 0.01% +1K +17.8% $53.36 +8.1%
789 BMAR INNOVATOR ETFS TRUST 9,640.0 $511K 0.01% $53.05 +6.9%
790 CMCSA COMCAST CORP NEW Communication Services 17,073.0 $510K 0.01% -1K -6.8% $29.89 -17.0%
791 PGR PROGRESSIVE CORP Financial Services 2,230.0 $508K 0.01% -519.0 -18.9% $227.70 -11.5%
792 IFRA ISHARES TR 9,500.0 $500K 0.01% -105.0 -1.1% $52.62 +14.4%
793 EPI WISDOMTREE TR 10,780.0 $499K 0.01% +1K +11.4% $46.29 -10.2%
794 QQQI NEOS ETF TRUST 9,250.0 $498K 0.01% +2K +27.8% $53.86 +3.4%
795 SKT TANGER INC Real Estate 14,908.0 $497K 0.01% -995.0 -6.3% $33.37 +5.5%
796 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 1,772.0 $494K 0.01% $278.87 -15.2%
797 DFAU DIMENSIONAL ETF TRUST 10,548.0 $494K 0.01% $46.80 +7.7%
798 HYD VANECK ETF TRUST 9,644.0 $493K 0.01% -260.0 -2.6% $51.12 -1.2%
799 ARKQ ARK ETF TR 4,280.0 $491K 0.01% +1K +38.2% $114.67 +13.5%
800 TECHNIPFMC PLC 10,996.0 $490K 0.01% -511.0 -4.4% $44.56
Page 40 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%