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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 41 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 BSEP INNOVATOR ETFS TRUST 10,667.0 $515K 0.01% NEW $48.29 +11.7%
802 DFCF DIMENSIONAL ETF TRUST 12,013.0 $514K 0.01% NEW $42.76 -3.0%
803 STRL STERLING INFRASTRUCTURE INC Industrials 1,508.0 $512K 0.01% NEW $339.61 +52.2%
804 URA GLOBAL X FDS 10,737.0 $512K 0.01% NEW $47.67 -3.4%
805 BOND PIMCO ETF TR 5,474.0 $511K 0.01% NEW $93.35 -3.1%
806 EPU ISHARES TR 8,295.0 $510K 0.01% NEW $61.50 +52.8%
807 OKLO OKLO INC Utilities 4,564.0 $509K 0.01% NEW $111.63 -62.3%
808 IAGG ISHARES TR 9,928.0 $509K 0.01% NEW $51.23 -2.9%
809 IFRA ISHARES TR 9,605.0 $507K 0.01% NEW $52.82 +13.0%
810 MRSH MARSH & MCLENNAN COS INC Financial Services 2,511.0 $506K 0.01% NEW $201.52 -4.7%
811 SPGI S&P GLOBAL INC Financial Services 1,038.0 $505K 0.01% NEW $486.74 -11.4%
812 HYD VANECK ETF TRUST 9,904.0 $504K 0.01% NEW $50.90 -1.4%
813 VONG VANGUARD SCOTTSDALE FDS 4,180.0 $504K 0.01% NEW $120.51 +4.5%
814 SYY SYSCO CORP Consumer Defensive 6,113.0 $503K 0.01% NEW $82.34 +2.1%
815 XSHQ INVESCO EXCH TRADED FD TR II 11,625.0 $500K 0.01% NEW $43.03 +13.3%
816 BDEC INNOVATOR ETFS TRUST 10,422.0 $500K 0.01% NEW $47.93 +13.5%
817 CRH PLC 4,164.0 $499K 0.01% NEW $119.90
818 BMAR INNOVATOR ETFS TRUST 9,673.0 $499K 0.01% NEW $51.59 +14.0%
819 ACN ACCENTURE PLC IRELAND Technology 2,022.0 $499K 0.01% NEW $246.60 -24.9%
820 BK BANK NEW YORK MELLON CORP Financial Services 4,569.0 $498K 0.01% NEW $108.95 +30.2%
Page 41 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 35.2%
Financial Services 21.1%
Consumer Cyclical 9.6%
Industrials 7.7%
Healthcare 6.6%
Communication Services 5.3%
Consumer Defensive 4.9%
Utilities 3.4%
Energy 3.1%
Real Estate 1.8%