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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 42 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 GWRE GUIDEWIRE SOFTWARE INC Technology 2,151.0 $494K 0.01% NEW $229.86 -40.4%
822 USFD US FOODS HLDG CORP Consumer Defensive 6,422.0 $492K 0.01% NEW $76.62 +7.1%
823 CGGO CAPITAL GROUP GBL GROWTH EQT 14,289.0 $488K 0.01% NEW $34.17 +12.1%
824 SPYI NEOS ETF TRUST 9,320.0 $487K 0.01% NEW $52.30 +2.0%
825 ANNALY CAPITAL MANAGEMENT IN 24,090.0 $487K 0.01% NEW $20.21
826 FMHI FIRST TR EXCH TRADED FD III 10,233.0 $486K 0.01% NEW $47.51 +0.3%
827 QGRO AMERICAN CENTY ETF TR 4,246.0 $486K 0.01% NEW $114.41 -3.1%
828 BMAY INNOVATOR ETFS TRUST 11,080.0 $486K 0.01% NEW $43.82 +6.6%
829 FIX COMFORT SYS USA INC Industrials 588.0 $486K 0.01% NEW $825.69 +124.6%
830 APOS APOLLO GLOBAL MGMT INC Financial Services 3,640.0 $485K 0.01% NEW $133.26 -80.6%
831 FDT FIRST TR EXCH TRD ALPHDX FD 6,426.0 $484K 0.01% NEW $75.37 +25.8%
832 COPX GLOBAL X FDS 8,093.0 $484K 0.01% NEW $59.81 +32.7%
833 DFAU DIMENSIONAL ETF TRUST 10,542.0 $482K 0.01% NEW $45.76 +9.9%
834 AIFD TCW ETF TRUST 13,597.0 $480K 0.01% NEW $35.31 +38.3%
835 ZTS ZOETIS INC Healthcare 3,277.0 $479K 0.01% NEW $146.32 -46.9%
836 LEIDOS HOLDINGS INC 2,536.0 $479K 0.01% NEW $188.94
837 AM ANTERO MIDSTREAM CORP Energy 24,513.0 $477K 0.01% NEW $19.44 +15.1%
838 PJAN INNOVATOR ETFS TRUST 10,372.0 $475K 0.01% NEW $45.80 +6.8%
839 TLN TALEN ENERGY CORP Utilities 1,115.0 $474K 0.01% NEW $425.38 -23.8%
840 CL COLGATE PALMOLIVE CO Consumer Defensive 5,927.0 $474K 0.01% NEW $79.94 +12.6%
Page 42 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%