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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 42 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 UDEC INNOVATOR ETFS TRUST 11,647.0 $462K 0.01% -30K -72.3% $39.64 +4.1%
822 AXON AXON ENTERPRISE INC Industrials 668.0 $460K 0.01% -2K -71.1% $689.18 -43.6%
823 FLTB FIDELITY MERRIMACK STR TR 9,075.0 $460K 0.01% NEW $50.70 -1.2%
824 BOND PIMCO ETF TR 4,929.0 $459K 0.01% -545.0 -10.0% $93.09 -2.6%
825 KVUE KENVUE INC Consumer Defensive 26,545.0 $458K 0.01% -2K -6.7% $17.25 -0.6%
826 PSEP INNOVATOR ETFS TRUST 10,466.0 $458K 0.01% $43.72 +4.1%
827 IONQ IONQ INC Technology 10,183.0 $457K 0.01% -6K -35.5% $44.87 +9.4%
828 CL COLGATE PALMOLIVE CO Consumer Defensive 5,761.0 $455K 0.01% -166.0 -2.8% $79.01 +13.7%
829 MLI MUELLER INDS INC Industrials 3,964.0 $455K 0.01% -3K -44.9% $114.79 +15.2%
830 FIRST TR EXCHNG TRADED FD VI 13,041.0 $455K 0.01% -7K -34.9% $34.88
831 EXPAND ENERGY CORPORATION 4,105.0 $453K 0.01% NEW $110.37
832 IEUR ISHARES TR 6,381.0 $453K 0.01% -2K -21.3% $70.98 +4.6%
833 CINF CINCINNATI FINL CORP Financial Services 2,768.0 $452K 0.01% -164.0 -5.6% $163.30 +2.2%
834 ULTA ULTA BEAUTY INC Consumer Cyclical 747.0 $452K 0.01% +39.0 +5.5% $604.76 -20.5%
835 LEIDOS HOLDINGS INC 2,502.0 $451K 0.01% -34.0 -1.3% $180.40
836 FTA FIRST TR EXCHANGE-TRADED ALP 5,235.0 $451K 0.01% -5K -48.3% $86.15 +8.0%
837 FENY FIDELITY COVINGTON TRUST 18,093.0 $448K 0.01% -890.0 -4.7% $24.77 +37.7%
838 PDEC INNOVATOR ETFS TRUST 10,327.0 $448K 0.01% -2K -17.0% $43.38 +4.6%
839 PDI PIMCO DYNAMIC INCOME FD Financial Services 25,229.0 $447K 0.01% -8K -25.2% $17.72 -6.2%
840 BK BANK NEW YORK MELLON CORP Financial Services 3,846.0 $446K 0.01% -723.0 -15.8% $116.09 +17.4%
Page 42 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%