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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 44 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 PMAR INNOVATOR ETFS TRUST 9,414.0 $423K 0.01% -1K -9.6% $44.94 +5.0%
862 INFL LISTED FDS TR 9,502.0 $422K 0.01% $44.46 +19.7%
863 FDEC FIRST TR EXCHNG TRADED FD VI 8,252.0 $422K 0.01% -64K -88.7% $51.18 +5.2%
864 MDLZ MONDELEZ INTL INC Consumer Defensive 7,841.0 $422K 0.01% -2K -20.7% $53.86 +13.7%
865 FJUN FIRST TR EXCHNG TRADED FD VI 7,396.0 $422K 0.01% $57.06 +4.2%
866 FDMO FIDELITY COVINGTON TRUST 5,020.0 $421K 0.01% +1K +38.1% $83.96 +10.2%
867 VT VANGUARD INTL EQUITY INDEX F 2,981.0 $421K 0.01% +196.0 +7.0% $141.07 +8.4%
868 PID INVESCO EXCHANGE TRADED FD T 18,946.0 $417K 0.01% +760.0 +4.2% $22.00 +4.2%
869 STRL STERLING INFRASTRUCTURE INC Industrials 1,439.0 $416K 0.01% -69.0 -4.6% $289.14 +153.0%
870 TMFE RBB FD INC 38,105.0 $416K 0.01% +7K +21.1% $10.91 +172.3%
871 HL HECLA MNG CO Basic Materials 21,646.0 $415K 0.01% NEW $19.19 -14.2%
872 LZB LA Z BOY INC Consumer Cyclical 11,139.0 $415K 0.01% $37.27 -7.8%
873 EWM ISHARES INC 15,160.0 $415K 0.01% +7K +93.7% $27.36 +7.2%
874 HSCZ ISHARES TR 10,639.0 $414K 0.01% +1K +11.2% $38.91 +8.8%
875 IIPR INNOVATIVE INDL PPTYS INC Real Estate 8,737.0 $414K 0.01% +803.0 +10.1% $47.37 +14.9%
876 APA APA CORPORATION Energy 16,874.0 $413K 0.01% +3K +20.6% $24.48 +69.1%
877 VIOV VANGUARD ADMIRAL FDS INC 4,223.0 $413K 0.01% $97.76 +10.2%
878 IGRO ISHARES TR 4,982.0 $412K 0.01% +65.0 +1.3% $82.78 +5.8%
879 JHMM JOHN HANCOCK EXCHANGE TRADED 6,289.0 $412K 0.01% +2K +36.0% $65.48 +7.5%
880 BBNX BETA BIONICS INC Healthcare 13,500.0 $411K 0.01% NEW $30.47 -69.0%
Page 44 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%