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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 51 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1001 VRP INVESCO EXCH TRADED FD TR II 13,259.0 $327K 0.01% NEW $24.70 -2.1%
1002 XSVM INVESCO EXCHANGE TRADED FD T 5,787.0 $327K 0.01% NEW $56.46 +14.3%
1003 DGT SPDR SERIES TRUST 2,018.0 $326K 0.01% NEW $161.78 +12.7%
1004 PTF INVESCO EXCHANGE TRADED FD T 4,337.0 $324K 0.01% NEW $74.82 +52.0%
1005 BUFZ FIRST TR EXCHNG TRADED FD VI 12,503.0 $324K 0.01% NEW $25.90 +6.5%
1006 SLYV SPDR SERIES TRUST 3,647.0 $323K 0.01% NEW $88.66 +12.6%
1007 SYM SYMBOTIC INC Industrials 5,953.0 $321K 0.01% NEW $53.90 -14.9%
1008 INCO COLUMBIA ETF TR II 4,952.0 $320K 0.01% NEW $64.66 -12.3%
1009 SUSB ISHARES TR 12,633.0 $320K 0.01% NEW $25.31 -1.8%
1010 HBAN HUNTINGTON BANCSHARES INC Financial Services 18,490.0 $319K 0.01% NEW $17.27 -10.9%
1011 BLACKROCK ETF TRUST II 6,488.0 $319K 0.01% NEW $49.19
1012 HPE HEWLETT PACKARD ENTERPRISE C Technology 12,991.0 $319K 0.01% NEW $24.57 +33.6%
1013 STZ CONSTELLATION BRANDS INC Consumer Defensive 2,363.0 $318K 0.01% NEW $134.66 +8.7%
1014 CRK COMSTOCK RES INC Energy 16,013.0 $318K 0.01% NEW $19.83 -25.0%
1015 AR ANTERO RESOURCES CORP Energy 9,399.0 $315K 0.01% NEW $33.56 +14.8%
1016 ARM ARM HOLDINGS PLC Technology 2,226.0 $315K 0.01% NEW $141.48 +51.5%
1017 GIB CGI INC Technology 3,533.0 $315K 0.01% NEW $89.14 -27.1%
1018 BBRE J P MORGAN EXCHANGE TRADED F 3,296.0 $315K 0.01% NEW $95.49 +8.6%
1019 ISTB ISHARES TR 6,425.0 $314K 0.01% NEW $48.84 -1.6%
1020 HSY HERSHEY CO Consumer Defensive 1,674.0 $313K 0.01% NEW $187.06 +2.0%
Page 51 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%