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Portfolio (Quarterly) Guide ↗

Gradient Investments LLC

· CIK 0001542265
13F Portfolio $6.5B AUM 420 positions Filed Apr 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 93 New 164 Added 127 Reduced 16 Exited
Page 9 of 21  ·  420 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 SU SUNCOR ENERGY INC NEW Energy 115,766.0 $7.7M 0.12% +58K +102.0% $66.11 +2.6%
162 LONZ PIMCO ETF TR 154,671.0 $7.6M 0.12% +5K +3.2% $49.38 +0.3%
163 HCOW AMPLIFY ETF TR 328,198.0 $7.6M 0.12% +5K +1.5% $23.05 +2.2%
164 CLOZ SERIES PORTFOLIOS TR 294,190.0 $7.5M 0.12% +9K +3.0% $25.65 +3.0%
165 FPE FIRST TR EXCH TRADED FD III 424,145.0 $7.5M 0.12% +5K +1.1% $17.75 +0.8%
166 LMT LOCKHEED MARTIN CORP Industrials 12,097.0 $7.3M 0.11% +132.0 +1.1% $604.38 -13.5%
167 IAU ISHARES GOLD TR Financial Services 75,410.0 $6.6M 0.10% +2K +2.3% $88.16 -3.1%
168 DFUS DIMENSIONAL ETF TRUST 92,817.0 $6.6M 0.10% +6K +6.4% $70.91 +13.9%
169 SHEL SHELL PLC Energy 69,793.0 $6.5M 0.10% +43K +164.4% $93.00 -6.8%
170 JD JD.COM INC Consumer Cyclical 195,331.0 $5.8M 0.09% +142K +264.9% $29.57 +6.4%
171 SBS COMPANHIA DE SANEAMENTO BASI Utilities 188,255.0 $5.7M 0.09% NEW $30.51 -80.8%
172 LIN LINDE PLC Basic Materials 11,350.0 $5.6M 0.09% +8K +196.4% $495.76 +3.8%
173 SKM SK TELECOM CO LTD Communication Services 188,781.0 $5.5M 0.09% NEW $29.29 +29.6%
174 NVS NOVARTIS AG Healthcare 35,153.0 $5.4M 0.08% +20K +139.8% $152.75 -0.6%
175 CM CANADIAN IMPERIAL BANK OF CO Financial Services 56,350.0 $5.3M 0.08% +33K +144.2% $94.75 +21.2%
176 VOD VODAFONE GROUP PLC Communication Services 354,523.0 $5.3M 0.08% NEW $15.02 +1.5%
177 CNI CANADIAN NATL RY CO Industrials 51,488.0 $5.3M 0.08% +33K +184.3% $102.77 +11.1%
178 DSI ISHARES TR 43,245.0 $5.2M 0.08% -506.0 -1.2% $121.19 +16.2%
179 NGG NATIONAL GRID PLC Utilities 61,308.0 $5.2M 0.08% +37K +152.5% $84.60 +2.2%
180 AER AERCAP HOLDINGS NV Industrials 37,497.0 $5.1M 0.08% NEW $137.18 +1.7%
Page 9 of 21  ·  420 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.0%
Technology 20.9%
Healthcare 10.0%
Consumer Cyclical 9.9%
Industrials 8.7%
Communication Services 8.0%
Consumer Defensive 8.0%
Energy 6.8%
Basic Materials 2.5%
Utilities 2.4%