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Portfolio (Quarterly) Guide ↗

Annex Advisory Services, LLC

· CIK 0001542287
13F Portfolio $5.3B AUM 375 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 39 New 109 Added 172 Reduced 21 Exited
Page 2 of 2  ·  39 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 RWJ INVESCO EXCH TRADED FD TR II 7,128.0 $360K 0.01% NEW $50.48 +15.5%
22 GEM GOLDMAN SACHS ETF TR 7,466.0 $323K 0.01% NEW $43.20 +24.6%
23 SCHW SCHWAB CHARLES CORP Financial Services 3,349.0 $315K 0.01% NEW $93.98 -2.4%
24 GRID FIRST TR EXCHANGE-TRADED FD 1,786.0 $292K 0.01% NEW $163.58 +19.0%
25 APA APA CORPORATION Energy 6,645.0 $282K 0.01% NEW $42.44 -22.2%
26 AMLP ALPS ETF TR 4,920.0 $259K 0.01% NEW $52.64 -3.8%
27 TJX TJX COS INC NEW Consumer Cyclical 1,619.0 $259K 0.01% NEW $159.67 +2.6%
28 ATI ATI INC Industrials 1,763.0 $256K 0.01% NEW $145.46 +38.4%
29 LRCX LAM RESEARCH CORP Technology 1,122.0 $240K 0.00% NEW $213.59 +82.1%
30 AEP AMERICAN ELEC PWR CO INC Utilities 1,812.0 $237K 0.00% NEW $131.06 -2.6%
31 EIX EDISON INTL Utilities 3,144.0 $230K 0.00% NEW $73.19 -1.8%
32 VDE VANGUARD WORLD FD 1,310.0 $227K 0.00% NEW $173.09 -12.3%
33 TECHNIPFMC PLC 3,147.0 $218K 0.00% NEW $69.13
34 PNC PNC FINL SVCS GROUP INC Financial Services 1,032.0 $215K 0.00% NEW $207.96 +11.6%
35 LMT LOCKHEED MARTIN CORP Industrials 349.0 $211K 0.00% NEW $605.00 -15.5%
36 CTRA COTERRA ENERGY INC Energy 5,902.0 $207K 0.00% NEW $35.14 -7.3%
37 KLAC KLA CORP Technology 139.0 $205K 0.00% NEW $1472.41 -82.4%
38 ED CONSOLIDATED EDISON INC Utilities 1,807.0 $205K 0.00% NEW $113.21 -6.0%
39 PFE CALL PFIZER INC Healthcare 1,500.0 $28K 0.00% NEW $18.86 +33.7%
Page 2 of 2  ·  39 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.1%
Financial Services 14.0%
Communication Services 13.0%
Consumer Cyclical 12.6%
Healthcare 8.4%
Energy 6.5%
Industrials 4.4%
Consumer Defensive 3.7%
Basic Materials 3.6%
Utilities 3.5%