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Portfolio (Quarterly) Guide ↗

Annex Advisory Services, LLC

· CIK 0001542287
13F Portfolio $5.3B AUM 375 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 39 New 109 Added 172 Reduced 21 Exited
Page 8 of 9  ·  172 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 COP CONOCOPHILLIPS Energy 3,174.0 $419K 0.01% -339.0 -9.7% $132.00 -18.4%
142 NI NISOURCE INC Utilities 8,440.0 $394K 0.01% -8K -48.2% $46.66 +1.3%
143 GDX VANECK ETF TRUST 4,285.0 $393K 0.01% -130.0 -2.9% $91.76 -10.1%
144 ANET ARISTA NETWORKS INC Technology 3,178.0 $390K 0.01% -751.0 -19.1% $122.78 +38.2%
145 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 987.0 $387K 0.01% -6K -85.3% $391.82 +173.1%
146 WST WEST PHARMACEUTICAL SVSC INC Healthcare 1,514.0 $380K 0.01% -121K -98.8% $250.70 +30.8%
147 TLT ISHARES TR 4,326.0 $375K 0.01% -98.0 -2.2% $86.70 +0.1%
148 NVT NVENT ELEC PLC Industrials 3,170.0 $375K 0.01% -73.0 -2.2% $118.27 +49.7%
149 EPD ENTERPRISE PRODS PARTNERS L Energy 9,752.0 $369K 0.01% -5K -33.9% $37.84 -3.3%
150 SPDW SPDR INDEX SHS FDS 7,968.0 $364K 0.01% -238.0 -2.9% $45.65 +13.5%
151 VNQ VANGUARD INDEX FDS 4,003.0 $355K 0.01% -587.0 -12.8% $88.70 +7.7%
152 GSWO GOLDMAN SACHS ETF TR 6,058.0 $341K 0.01% -906K -99.3% $56.30 +13.4%
153 APH AMPHENOL CORP Technology 2,567.0 $324K 0.01% -46.0 -1.8% $126.35 +29.8%
154 MPLX MPLX LP Energy 5,415.0 $309K 0.01% -845.0 -13.5% $57.07 -0.4%
155 XMHQ INVESCO EXCHANGE TRADED FD T 2,939.0 $304K 0.01% -234.0 -7.4% $103.39 +7.1%
156 SPYV SPDR SERIES TRUST 5,348.0 $303K 0.01% -37.0 -0.7% $56.58 +7.6%
157 DE DEERE & CO Industrials 523.0 $295K 0.01% -17.0 -3.1% $563.41 +4.6%
158 PLOW DOUGLAS DYNAMICS INC Consumer Cyclical 6,115.0 $257K 0.01% -3K -29.5% $42.09 +17.4%
159 DGRO ISHARES TR 3,647.0 $256K 0.01% -1K -22.4% $70.18 +6.6%
160 TLH ISHARES TR 2,523.0 $254K 0.01% -857.0 -25.4% $100.72 -0.2%
Page 8 of 9  ·  172 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.1%
Financial Services 14.0%
Communication Services 13.0%
Consumer Cyclical 12.6%
Healthcare 8.4%
Energy 6.5%
Industrials 4.4%
Consumer Defensive 3.7%
Basic Materials 3.6%
Utilities 3.5%